Hello, As a new investor, i had no idea that there was corruption in the stock markets at the level it currently is. The FTD's, the Darkpool, computer assistant trades that causes stocks to bar code and many more issues need to be address to make the market even for everyone. The MM, why are they needed, there is no need for a middle man imo, things need to change and some of the MM and
I am a fully invested “Ape” as you call us , over here in the UK the widespread corruption in the markets is as plain to see as it is over there in the states. Yet nobody seems to have the [REDACTED] to tackle it . This Baked shorting and Dark pool trading is so illegal that is beggars belief & the time has come now !. Remember the whole world is watching and the integrity of the stock
By Kara Williams and Gargi Sharma
Here is a look back at a few key topics related to anti-money laundering (AML) obligations that rose to the level of being included in FINRA’s 2023 Examination and Risk Monitoring Report. These threats continue to be prevalent today and remain as areas of focus for FINRA’s Complex Investigations and Intelligence (CII) section.
One was manipulative trading in
We demand transparency with investment firms and funds surrounding the various fees that'll be charge. We need price transparency which is all information regarding a stock's price (such as its bid prices, ask prices, and trading quantities) is available to retail traders. We also Need the T-2 settlement to be reduced to under 1 day. Please give us a fighting chance in the market. ITS
Hello, As you know the Stocks GME/AMC are being extremly shorted to a point where the Share price is being manipulated by Hedge Fonds. Today Dark pool trading for Amc reached 60%. These tatics are used to Short the stock extremly, we also call this method short laddder attacks and it's highly illeagel. SO please do your jobs and watch Hedge Fonds like Citadeal closely
I am a new retail investor but I have found quickly a strong sentiment of unfair trading practices and market manipulation by hedge funds that leaves retail traders at significant disadvantages. I appreciate the efforts on behalf of FINRA and the SEC to eliminate these events of malpractice by enforcing the rules that are currently in place, as well as, providing the public with more accurate and
I got into WBSI for 5.15 on 02/04/2021. 20 shares. It went to $10 feb 8th. It dropped to $2.00 over the next couple months. There was supposed to be a merger/name change which took place but during this time stock dropped to .35 low. The volume for this stock is weird that it has no volume for days at a time sometimes. But let it be the 15th or end of month and there will be volume. Anyway, there
Short sellers should be required to report their short positions daily, of all trades on the lit exchange and the dark pools. Failure to do so should results in forfeiting all profits made and in case of a loss, short sellers should be fined half of the amount they lost, if short sellers continue to not follow the rules fines should increase for 2nd and 3rd offense, after the third strike, a
As previously announced, FINRA is introducing changes to the current Trade Data Dissemination Service (TDDS 2.0). protocol and structure.1 These changes are being made in concert with FINRA’s technical infrastructure upgrade, and TDDS clients must accommodate them by December 5, 2022; as of that date the current TDDS 2.0 version will no longer be supported. FINRA is offering testing for
I am in favor of these proposed rule changes. Specifically the disclosing of synthetic positions. It is vital that this information be made available to combat predatory trading practices. Practices that artificially destroy businesses and lives. If we cannot eliminate the loophole that allows for synthetic naked shorting, getting as much information made public is the next best thing. Perhaps it
