Talking about money issues can be stressful. Talking about them while a service member is deployed to a remote location can be more so.
Individual investors deserve the ability to manage their own risk and make their own investment decisions. It is preposterous to suggest that there are any real systemic threats to the financial system arising from these funds. If institutions can regularly take on risks that actually affect the broader financial system then individuals should be able to take risks that largely only impact
N.A. INVESTCORP LLC280 PARK AVENUE, 39TH FLOOR, NEW YORK, NY 10017N.B. ZOULLAS SECURITIES, INC.ONE PENN PLAZA, SUITE 2005, 20TH FLOOR, NEW YORK, NY 10119N.E. PRIVATE CLIENT, LTD790 NORTH MAIN STREET, PROVIDENCE, RI 02904N.I.S. FINANCIAL SERVICES, INC.500 EAST 9TH ST., KANSAS CITY, MO 64106Mailing Address: P. O. BOX 219103, KANSAS CITY, MO 64121-9103NABSECURITIES, LLC277 PARK AVENUE, 19TH FLOOR,
FINRA Recommends Review of Municipal Securities Activities
Hello, My name is Brandon and I am a series 7 licensed financial advisor. I believe that the current proposal 22-08 is unfair to investors, underwriters, and businesses, limiting access to investment resources for investors and financing for businesses. For businesses. The people do not need you to dictate what they can invest in. This is only going to hurt the market overall, while limiting the
More regulation only produces an even great gap between those who are privileged enough to have financial advisors (and therefore access to sophisticated investments), and those who are not. Requiring a certain level of net worth is also a way to silo regular folks from taking advantage of the market. This is not right. People should be trusted to make their own financial decisions.
I do not support this regulation. I trade stocks for a living and these vehicles are vital to my ability to make a living. Regulations restricting leveraged and inverse funds are onerous and unnecessary. There are more than enough disclosures required by brokers that can inform the retail investor. These actions will only enrich an already highly-profitable financial industry through the forced
Leveraged security and option instruments are important components of both my short and long term investment plans. Over-regulating these financial instruments could potentially cause great financial harm and substantially reduce future returns. Limiting investments to only individuals of high net worth seems to be against the Equal Protection Clause established by the 14th Amendment to the US
Comments: I am NOT in favor of limiting access to leveraged and inverse ETFS. I feel that they provide a substantial level of reasonably priced financial access to both downside protection and upside appreciation, when used responsibly, that is not available in any other investment product. Options can provide similar financial access to these parameters, but can be much more expensive to employ
Proposed Rule Change Relating to the Fee for the Regulatory Element of Continuing Education
