The use of leveraged and inverse funds are no riskier than any other investment vehicle. It is all about asset allocation. Leveraged and inverse funds also help to balance and protect my portfolio. As a retail investor, trading options and utilizing leveraged and inverse funds are virtually the only ways to protect my portfolio from market declines or a bear market. This proposed regulation
I have been investing using leveraged and inverse funds for some time now. These funds allow me to protect my portfolio without going to a pure cash position when the fed creates a downturn in the economic cycle. It has been especially critical in the last 9 months. The government will also lose taxes on these gains when the markets are in a decline if restrictions are put in place. I already
This ruling goes against the rights of all types of investors. You will have millions of u.s. investors leave the markets for good, if the markets can only go up with no inverse to be a cobtrarian vehicle to the ebbs and flows of the market. Shame on finra lately and the top 5%. Let the class warfare begin. Shame on you guys over at govt. agencies. Specially the tsp plans of the military to shut
I find it repugnant that unelected officials like yourselves have the audacity to tell me how I can invest my hard earned capital while members of Congress feel that they are entitled to trade on inside information (which is illegal for us "unwashed" ) and allow large funds naked short securities (which is also illegal for us "unwashed" ) and not blink an eye but seem to get
The rules governing each NASD Trade Reporting Facility ("TRF") provide that a member may agree to allow a TRF Participant to report and lock-in trades on its behalf, only if both parties have completed an agreement to that effect (a "give up agreement") in the form specified by NASD.
This data provides comprehensive information for collateralized mortgage obligation (CMO) securities with quantities under 1 million that traded within the past 10 years. A CMO is a type of mortgage-backed security in which mortgages are bundled together and sold as one investment. Learn more about CMOs and other bond types.
Fixed income data is compiled from multiple sources, including but not
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Congress passed the Insider Trading and Securities Fraud Enforcement Act of 1988, which became effective on November 19, 1988, and augments enforcement of the securities laws, particularly
NASD® has taken disciplinary actions against the following firms and individuals for violations of NASD rules; federal securities laws, rules and regulations; and the rules of the Municipal Securities Rulemaking Board (MSRB).
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On March 17, 1986, several amendments to SEC Rule 10b-10, the customer confirmation rule, will become effective. The amendments will require broker-dealers to report on customer confirmations trade prices and mark-ups and mark-downs in principal transactions in reported securities. "Reported securities" include NASDAQ National Market
Frequently asked questions related to OATS reporting requirements to OTC NMS Stocks.
