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Executive Summary
On September 28, 1995, the Securities and Exchange Commission (SEC) approved proposed changes to NASD® rules governing index, currency, and currency index warrants. The amended rules:
revise the listing criteria for stock index warrants;
specify the customer margin
We believe in free markets and grown people does not have to be babysit. As an investor if I loose money or gain is only my responsibility and I understand that. Trading with leverage products is like any other bet in life, more risk more possible rewards. I just try to keep my allocation small. I think rather than limiting, you guys should focus on making sure anyone read and sign waivers of the
Comments: Please do not restrict my access or use of leveraged ETFs. During the 2 years of the pandemic when no one in the family had work, trading leveraged ETFs constituted the main source of income to sustain the family. They may be 'complex products' but the ETF company manages the products, not the investor. As long as the risks are understood and investments are closely monitored
I am generally of the opinion that leveraged ETFs, like Options, are not appropriate for most investors. While I would support these being available in accounts marked "Aggressive Growth" or "Trading" for account objective, their inclusion in retirement account like IRAs should be restricted due to the extreme potential for volatility. I am also of the opinion that these
We should be able to choose the public investments that are right for us and our family. Public investments should be available to all of the public, not just the privileged. I'd been trading the stock market for more than 20 years, I am totally understand leveraged and inverse funds and their risks. I do not need these measures imposed on me. Leveraged and inverse funds are important to my
The use of leveraged and inverse funds are no riskier than any other investment vehicle. It is all about asset allocation. Leveraged and inverse funds also help to balance and protect my portfolio. As a retail investor, trading options and utilizing leveraged and inverse funds are virtually the only ways to protect my portfolio from market declines or a bear market. This proposed regulation
I have been investing using leveraged and inverse funds for some time now. These funds allow me to protect my portfolio without going to a pure cash position when the fed creates a downturn in the economic cycle. It has been especially critical in the last 9 months. The government will also lose taxes on these gains when the markets are in a decline if restrictions are put in place. I already
This ruling goes against the rights of all types of investors. You will have millions of u.s. investors leave the markets for good, if the markets can only go up with no inverse to be a cobtrarian vehicle to the ebbs and flows of the market. Shame on finra lately and the top 5%. Let the class warfare begin. Shame on you guys over at govt. agencies. Specially the tsp plans of the military to shut
I find it repugnant that unelected officials like yourselves have the audacity to tell me how I can invest my hard earned capital while members of Congress feel that they are entitled to trade on inside information (which is illegal for us "unwashed" ) and allow large funds naked short securities (which is also illegal for us "unwashed" ) and not blink an eye but seem to get
SEC Approves Supplemental Schedule for Derivatives and Other Off-Balance Sheet Items
