Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to amend FINRA Rule 3240 (Borrowing From or Lending to Customers).
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FINRA Reminds Firms of Exercise Cut-Off Time for Weekly Options Expiring on Thursday, December 24, 2015
Effective Tuesday, May 28, 2024, in accordance with the SEC’s amendments to Exchange Act Rule 15c6-1(a) to shorten the standard settlement cycle from two business days (T+2) to one business day (T+1), FINRA will implement its changes for equity trade reporting. Please see DTCC notice for details of the financial industry coordination for this project
FINRA Firm Grouping Member Forums are one-day free events designed to provide financial professionals associated with FINRA member firms the opportunity to engage in key discussions with FINRA staff and connect with industry leaders and peers. The forums also include thoughtful discussions around the future landscape of the financial services industry and provides opportunities to meet one-on-
Mary Schapiro Remarks From SEC's Third Annual Senior Summit
Hello-
As someone who invests in their limited free time, I still have more than enough information at my fingertips to research where I put my money. Limiting my ability to invest in leveraged funds does nothing more than keep leverage out of my hands, while concentrating these sorts of valuable financial tools in the hands of those who don't need to worry about how they'll be
Do not prevent individual investors from being able to invest in leveraged and inverse funds such as are offered by Pro Shares. These are no more difficult to invest in than are all other securities.
Regulate the market manipulation by large corporations, brokerages, and funds which buy and sell to move market prices. Regulate use of warrants which allow corporate officers to purchase stocks at
Invest in what you know. It’s a common investing adage, and employees might think they know their employer better than anyone else. But should you invest in your company’s stock? Owning a stake in the company you work for might have some advantages. However, there are risks you should consider.
This is a free country, this means everyone has the right to invest in what they choose, without the government saying anything. You were voted in by the people to work for the people, not to let your ego get the best of you and take away our rights. Do the job you were voted in to do and stop trying to take away our rights! We have the right to fire politicians we deem unfit to hold office.
