Please don't delay this rule - any formatting is okay.
I oppose restrictions to my right to invest as this proposed rule would install. We need less regulation when it comes to investment opportunities for individual traders.
Stop making rules that Hurtado cripple small investors. Keep the field level. Stop the [REDACTED]. Everyone should have the right to invest without these restrictions.
TO: All NASD Members and Other Interested Persons
LAST DATE FOR COMMENT: SEPTEMBER 11, 1987.
EXECUTIVE SUMMARY
On October 28, 1986, President Reagan signed the Government Securities Act of 1986, providing for the regulation of government securities activities by brokers and dealers. This legislation created a new section 15C of the Securities Exchange Act of 1934, which requires
Cross References–
Rule 6350A, Clearance and Settlement
Rule 11000 Series, Uniform Practice Code
Not enough, severe penalty’s for financial institutions breaking laws or rules
I agree on the rule regulatory notice 2019 and personally want it approved!
The Proposed Rule Change Amends the Codes of Arbitration Procedure to Update the Rules Relating to Online Filing of Arbitration Claims
I support proposed rule #22-08. Over the past 30 years Wallstreet has banked on swindling middle America with complex investment vehicles. It needs to end.
This rule is ridiculous, just another attempt to keep poor people poor and the rich, rich. It's a shame that the so-called American dream has turned into a nightmare.
