I have been investing almost 30 years using leverage and complex ETF. this new rule will impact my retirement plan.
Comments: please do not stop selling these financial instruments. There are an important part of my whole financial plan. Regards, Brian T. Baker
[REDACTED] FINRA for considering such a [REDACTED] idea. Another way to snub the freedom of retail investors. Dumb [REDACTED] making this plan can [REDACTED].
Comments:I find leverage ETFs to be a valuable tools to my financial plan. It allows me to take a stronger position than I normally can
I oppose restrictions to my right to invest because I maintain asset allocation data, and plan to use about 1% of my investable assets in this manner.
I am using carefully designed plan with leveraged funds for retirement purpose. I demand the freedom of investment and opposite the restrictions to my right to invest.
I wish to STRONGLY OPPOSE this notice planned to eliminate and limit my choices as an investor. Can the government please stop over-regulating everything? Thank you.
Hello,
As an active investor, recently retired, my family and I depend on intelligent use of leveraged ETFs to grow and sustain our portfolio.
I oppose any restrictions on retail investors to use leveraged, inverse or volatility index related ETFs.
These leveraged ETFs are simply a reasonably straight forward alternative investment, which generally consists of options contracts related
The Consolidated Audit Trail (CAT) topic of the 2025 FINRA Annual Regulatory Oversight Report (the Report) informs member firms’ compliance programs by providing annual insights from FINRA’s ongoing regulatory operations, including (1) regulatory obligations, (2) findings and effective practices, and (3) additional resources.
I have used Leveraged funds SUCCESSFULLY for the last ten years. They have added significant gains to my retirement plan. Please leave them alone.
