We must end dark pool trading. HFT's are using these dark pools to hide real numbers from the exchange as well as buying shares within dark pool to sell off en masse on the lit exchange (NYSE). While dark pools are legal and we understand it's real purpose of keeping large investor information off the market until their buy in has settled, it has turned into a way to disguise corruption
Naked Shorting and Dark Pool access across the market have gutted the “fair trading market”. Judicial Action and Margin Calls are requested to commence immediately to concurrently and preemptively filter the malicious acts of hedge funds in the United States and it’s chains/conglomerates internationally. Establishing recently passed DTCC and SEC rules must be applied to all active applications
Cybersecurity and Technology ManagementAnti-Money Laundering, Fraud and SanctionsManipulative TradingPrevious:How to Use the ReportUp:Financial CrimesNext:Cybersecurity and Technology Management
Summary
In February 2012, pursuant to an SEC order, FINRA established an accounting support fee (GASB Accounting Support Fee) to adequately fund the annual budget of the Governmental Accounting Standards Board (GASB). The GASB Accounting Support Fee is collected on a quarterly basis from member firms that report trades to the Municipal Securities Rulemaking Board (MSRB). Each member firm’s
I gained over $1000 on my DIS today. It will cost me $274 to protect 100 sh (about 1/4) of my position with a put option for next week. That's costly.
FINRA should advocate my right to buy & sell options on a fractional basis. At a cost of $2.74 a sh I should be able to buy a fractional put for as many shares as I can afford.
There is no need to make it more difficult
Summary
FINRA and the other U.S. members of the Intermarket Surveillance Group1 (ISG members) have updated certain data elements for Electronic Blue Sheets (EBS) to reflect the SEC’s December 21, 2018 approval of MIAX Emerald and the name change of Chicago Stock Exchange to NYSE Chicago, Inc. The updates are effective immediately.
Attachments A and B to this Notice set forth the EBS record
All efforts need to be made to protect unexpecting investors from zero sum Ponzi/Pyramid/Greater Fool schemes like Crypto-"currencies"! => Why bitcoin is worse than a Madoff-style Ponzi scheme: https://www.ft.com/content/83a14261-598d-4601-87fc-5dde528b33d0
All efforts need to be made to separate legitimate longterm investing from short term, nanosecond gambling. The
A license to sell leveraged ETFs, and specifically inverse ETF's, is a license to steal. Period. It should be a requirement that any designed financial instrument show in the prospectus how an investor may actually make money not just the risks of loosing it. Take TVIX, a long term chart shows in 2011 the price was 2,235,849,984, today its value is $112 dollars. A loosing investment start to
<p>Clarification of <i>NASD Notice to Members</i>
<i>94-44</i> to situations in which a dually registered person maintains discretionary trading authority, determines portfolio changes, and prepares trade instructions for customer accounts and charges the accounts an asset-based fee.<br/></p>
I should be able to choose the public
investments that are right for me and my family.
Public investments should be available to all of the public,
not just the privileged. As a former Certified Financial Planner for nearly 30 years I know about market and investment risks and understand the complexity of trading leveraged investments.
I shouldn't have to go through any
