All the rules are doing is hurting the small guy. Quit hurting the small guy. Enable us. Unleash cryptocurrency. Morgan Ray. [REDACTED]
SUGGESTED ROUTING
Senior ManagementLegal & ComplianceMunicipalOperationsSystems
Executive Summary
Securities and Exchange Commission (SEC) Rule 15c6-l, effective June 1, 1995, establishes three business days as the standard settlement time frame for most securities transactions. Although municipal securities currently are exempt from the rule, the SEC has requested the Municipal
Proposed Rule Change Regarding the Implementation Date for Amendments to NASD Rules 1012 and 1017 in SR-FINRA-2012-018
Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) proposed changes to the Private Placement Filer Form (“Filer Form”) that members complete when submitting private placement filings under FINRA Rules 5122 (Private Placements of Securities Issued by Members) or 5123 (Private Placements of Securities).
This is a very stupid idea. What are the investors holding these stocks going to do if those very bad rules are in acted? Please dont in act.
Dear FINRA, people should have the right to invest. It shouldn't be just for the rich people of this world
Please let the rules stay the same.
This is an unfair and undemocratic rule that may hurt smaller investors and their ability to invest and have a good long term return. This should not go through.
08-50 - Procedures for Submitting Written Attestation of Bona Fide Market Making Relating to Fail-to-Deliver Positions
Please do not make any enhancements to current rules. The outcome will only limit retail investor access - allow the market to act independent.
FINRA Revises the Series 55 Examination Program
