I have been an individual investor for 30 years. I use leveraged etf's to help myself manage risk. They serve as an important part of my investing plan.
Please continue to allow people the freedom to use leveraged ETF's. I personally use them and know the risks.
I use them within my 401K plans only.
Hello,
As an active investor, recently retired, my family and I depend on intelligent use of leveraged ETFs to grow and sustain our portfolio.
I oppose any restrictions on retail investors to use leveraged, inverse or volatility index related ETFs.
These leveraged ETFs are simply a reasonably straight forward alternative investment, which generally consists of options contracts related
I am against the proposal to limit individual investors access to leveraged investments. Their use is an important part of my investment plan to take advantage of short term opportunities in the market.
Hi FINRA,
How are you?
I believe in democratizing investing and having the freedom to choose any one or more of several asset classes of investments that I want because I believe in individual freedom of choice of investments since that is true democracy and capitalism.
We do not need central planning by the government because this is not Russia or China. This is the United States of America.
I
As Senior Vice President, Enterprise & Financial Solutions, Carrie DiValerio is responsible for leading FINRA’s Enterprise Strategy function. In this role, she oversees the development of enterprise and department strategy through implementation of the objectives and key results framework and management of FINRA’s human capital and initiative resources. Since joining FINRA in
FINRA's scheme is misguided because *it HURTs Investors freedomto choose investments, *definition of complex products"is too broad, * the plan upends the right of power of investors to decide what o invest.
This is a good plan, the financial service industry has been playing with a loaded deck for years now. Its time for the regulatory bodies of the government to rein in the reckless and border line illegal behavior.
The Observations on Liquidity and Credit Risk Management section of the 2019 Report on Exam Findings informs member firms’ compliance programs by describing recent findings and observations from FINRA’s examinations, and, in certain cases, also providing a summary of effective practices.
Please cease and desist with any plans to alter my ability to make financial decisions on my own behalf! I do NOT need a caretaker, custodian, or any other government assistance here.
