Proposed Rule Change Relating to the New Securities Trader Qualification Examination (Series 57)
Proposed Rule Change Relating to the Series 28 Examination Program
Proposed Rule Change Relating to the Series 27 Examination Program
Not enough, severe penalty’s for financial institutions breaking laws or rules
I need to be able to choose public investments. Stop this unfair rule change. I do not need to go through any test before I can invest.
I am a small investor, and feel that Proposed Rule #S7-24-15 will restrict my ability to realize the full value of my investment. Thank you.
I'm against proposed rule #s7-25-15 and would like to have access to trade all investments and be abel to decide what I want to invest in.
I agree on the rule regulatory notice 2019 and personally want it approved!
Proposed Rule Change to Merge FINRA Dispute Resolution, Inc. into and with FINRA Regulation, Inc.
Proposed Rule Change Relating to the Submission of “Clearing-Only, Non-Regulatory Reports” to the FINRA Equity Trade Reporting Facilities
