Individual investors have been excluded from the advantages of large trading firms and lawmakers. Taking away individual investor RIGHTS to invest in leveraged & Inverse funds is just another ball & chain on individuals in their strides towards financial independence from Government. If an individual had invested in a triple leveraged S&P index fund for the last 10 years,
I am THE only person that should be able to choose investments that are right for me and my family. I do not want or need YOUR decisions imposed on me. I use leveraged and inverse funds to help me protect my investments or enhance my returns depending on market conditions. Restricting me to do so while allowing so called "professionals" to use the same techniques is abhorrent
I am an individual investor with approximately 40 years of investment experience. From time to time, based on market conditions, I have found it prudent to invest in leveraged and inverse exchange traded funds (ETFs). Now is such a time, and I currently have a small investment in such a fund. I want to be able to continue to make such investments as I see fit, based on my own knowledge and
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I am deeply concerned with proposed increase regulation and oversight of leveraged and inverse funds. I have spent years reviewing and learning about leveraged funds, watched their performance and understand their risks. With careful measures, I have had success using them to increase my portfolio considering in excess of the market (eg SPY). And have steps to cover losses in bear markets. To
Im a doctor that is also an accountant. I dont need the SEC or FINRA looking out for me. I invest small amounts on a short term basis in leveraged funds. I understand that all the money I invest can be lost. If people dont understand this then that is on them. Thats why they have a 401k and not their own self directed IRA or brokerage account. Im not against having to pass a small test or
I do not agree with FINRA's proposal of restricting access to leveraged ETFs. I am an educated investor and should be able to choose the public investments that are right for me and my family. Public investments should be available to all of the public, not just the privileged. I have used leveraged ETFs prudently and as short term trades to increase my returns and wealth. I have used
It is imperatively important that investors can choose the public investments they want to invest in. These investments should be available to all public investors, not just the privileged ones. I am capable of understanding leveraged and inverse funds and their risks and have been investing for many years. I do not need your regulations imposed on me. My trading investment activities are my
This is to respectfully request that you DO NOT apply blanket and arbitrary rules that restricts investors access to publicly listed and traded securities. All investing incurs risk. Rules such as these could actually enhance liability as it implies other investments are "safe". Should investors assume "ZOOM" was a "safe, non-leveraged investment?
The current SEC regulation requiring no more than 3x exposure for your investment is adequate. The etf I use is tqqq, there is no significant chance of a diversified etf going to zero. These etfs are valuable because they allow investors to increase exposure without the high amount of skill needed to manage options. The proposed change is bad for these investors, and it will drive investors out