On this issues presented, my comments are: Short Interest Positions: I feel that short interest positions should be reported as all other positions are reported. There are videos of former hedge fund managers(Jim Cramer) admitting that psychological manipulation and misinformation are essential tools for a hedge fund to create narratives in the media for the purpose of manipulating a stock.
If want all information about short interest exposed for public to see Honestly we the Americans and rest of the world are tired...we want and need prooer regualtion of the stock market..everyday stock.is open we seeing manipulation . Everyday the retailer os always bag holder... You finra and sec need cut that bs of fines..that shit never works..we.want see pple go to jail...all this wealthy
Beginning Monday, November 6, 2023, FINRA will require firms to report transactions in U.S. dollar-denominated foreign sovereign debt securities to TRACE.
A member firm may include related performance information in institutional communications concerning continuously offered closed-end funds, subject to the stated conditions discussed in the letter.
News reports stating that FINRA has approved a security for trading, quoting or listing are wrong in virtually every respect. FINRA does not ever qualitatively evaluate or approve a security such as a stock. Instead, FINRA verifies a broker-dealer can demonstrate it has completed its required diligence to begin quoting.
Thank you for the opportunity to comment.
I am an informed investor. I have a plan in place to be able to maximize retirement moneys. I have used a leveraged fund for several years (TQQQ).
The nature of TQQQ is volatile. I clearly understand the volatile nature. I depend on the volatile nature of this fund as if gives best opportunity for growth.
I oppose the proposed regulation. In this
First let me say that I am a Roosevelt supporter (Teddy and FDR), not anti-government.
I have traded ProFunds, which offers shorts and leverage, for about ten years. ProFunds is my favorite fund family.
I do not have an advisor or broker, and I never have or will. Common knowledge is that advisors underperform markets by the amount of their fees.
What regulators should do, if our bribed
To whom it may concern!
This is very unfair for most individual investors like me who wants to invest on my own at my own convenience and perform it quickly without having to go through financial advisers and wait on the phone forever to talk to financial advisers to get any transactions done. Public investments options should be available to the public, not just the privileged fews. That is
It has come to my attention that many in government want to restrict the ability for the middle and lower classes to build wealth and ascend the financial ladder by destroying many investment vehicles.
This is apart of the greater plan set in motion by the great reset to massively redistribute wealth to favor the elite and severely disadvantage the other people in the world.
I understand that
I strongly support FINRA's mission to protect investors from ensuring an open, honest, and fair securities market, a key piece of which is striving to align investor needs and goals with product choice. It is probably or even likely that "complex" products are not appropriate for most investors, and to that end these products are broadly not used by most investors. Few defined
