NASD is filing with the Securities and Exchange Commission ("SEC" or "Commission") a proposed rule change to establish February 4, 2008, as the effective date of the amendments to NASD Rules 6951, 6952, and 6955 that the Commission approved on October 10, 2006. The amendments expand the Order Audit Trail System ("OATS") reporting requirements to over-the-counter (
I live in rural Pennsylvania, and I will be the first to admit that I have no idea how investing works. However, the mere suggestion that ordinary people should have to take additional measures, such as passing a literacy test, in order to invest their hard-earned money makes me furious. The United States is built on the idea of freedom, which includes a free market. By only allowing those who
I am absolutely opposed. This type of classism will further promote the growing disparity within our nation. It is the antithesis of equality and cements the fast growing perception that America is a land without opportunity. There should not be a list of requirements to complete before having the ability to access investments in private securities.
The course of action proposed is starkly
I'm writing to tell you that I do NOT want any restrictions placed on my ability to trade leveraged funds such as the TQQQs and SQQQs. I'm a young investor who has had great success using the volatility on these funds to grow my accounts. I've been able to pursue my dream of working as a professional musician due to the benefits of my trading income. I've been
I AM CURRENTLY AN OPTION BUYER AND SELLER AND SUPPORT THE REQUIREMENT OF EITHER TAKING A TEST TO ASSESS THE KNOWLEDGE THE INVESTOR HAS/HAS NOT ACQUIRED OR POSSESSES ON THE VARIOUS STRATEGIES IN OPTIONS TRADING TO ENSURE THE INVESTOR HAS THE KNOWLEDGE NEEDED TO HANDLE THE CONSEQUENCES AND RESPONSIBLITITIES ADEQUATELY. SHOULD THEY FAIL SUCH AN EXAM-OR PREFER TO TAKE A COURSE ON THESE ISSUES
I am an individual investor. I believe that I should be able to choose the public investments that are right for me and my family. Public investments should be available to all of the public, not just the privileged.
I shouldn't have to go through any special process like passing a test before I can invest in public securities, like leveraged and inverse funds. Certainly I understand
As a self advised , private investor I should not have any restrictions placed upon what I can choose t invest in for myself and my family. I shouldn't have to go through any special process like passing a test before you can invest in public securities, including cryptocurrency funds such as BITO. I fully understand cryptocurrency funds such as BITO and their risks. These investments
Dear Sirs,
As owner of leveraged and inverse funds I am opposed to any legislation or regulation of these funds owned by private investors. I believe I should be the one to be able to choose the public investments that are right for me and my family. These investment should be available to the public without any restrictions such as passing an imposed test of my specialized investment knowledge
I oppose restrictions on my right to invest in public investments.
I should be able to choose the public investments that are right for me. Public investments should be available to all of the public, not just the privileged.
I shouldn't have to go through any special process like passing a test before I can invest in public securities, like leveraged and inverse funds. I am capable of
As a citizen of the USA, I am completely opposed to any restrictions on my right to invest in any public investments. I am the only one who has the authority and knowledge of what is a good investment for myself and my family. Their should not be any restrictions on any public investments, and I should not have to jump through ANY hoops like passing a test, or go through any red tape before I
