Increase in Number of Arbitrators Available for Review When Parties Choose Arbitration Panels
I cannot believe how deep this corruption runs. Honestly, at this point id be hopeful that any number of these committees would do something to level the playong feild here. However judging by lack of action, i have come to one of two conclusions. You're either all corrupt and working together to rob the american public. The people who keep this coubtry running. The people you all considered
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FINRA Announces Changes Relating to Composition, Terms of Members and Election Procedures for the National Adjudicatory Council
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As of December 12, 1989, the following 33 issues joined the NASDAQ National Market, bringing the total number of issues to 2,713
The problem is not the rules... Rules are there already and you know as well as everyone else that the issue is that the rules are for thee and not for me. Enforce the rules that are on the books and stop not only the naked short selling but also the political hacks working for your agency and all throughout the financial industry regulatory authorities. Tell me... How much again did Pelosi make
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NASD is issuing this Notice to supersede NASD Notice to Members
(NTM) 06-37 and replace the guidance provided in that Notice
relating to the application of the Trading
SR-FINRA-2008-040 - Proposed Rule Change Relating to Elimination of the Requirement to Report Yield to TRACE and Addition of Yield Calculated by TRACE System in Disseminated Data
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Comment Period Expires: August 30, 2002
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On May 10, 2002, the Securities and Exchange Commission (SEC) approved new NASD Rule 2711,
I am writing to protest the planned FINRA regulatory notice #22-08 that would restrict my right to invest in leveraged and/or inverse ETF products. These types of investment products are not for everyone but they do serve an important role in hedging and investment strategies for experienced investors who understand and can managed the inherent risks. Furthermore, banning these investment
