May 9, 2022 Jennifer Piorko Mitchell, JD, MBA Office of the Corporate Secretary FINRA 1735 K Street, NW Washington, DC 20006 Re: FINRA Regulatory Notice 22-08 Dear Ms. Mitchell: Thank you for giving the public an opportunity to comment on the Regulatory Notice 22-08. I am a professor of accounting at the Johns Hopkins Carey Business School. I oppose the rules proposed in Notice 22-08. These rules
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Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to extend the expiration date of the temporary amendments in SR-FINRA-2020-015 and SR-FINRA-2020-027 from December 31, 2020, to April 30, 2021.
All these "considerations" are excellent and much needed. Since their is a loser on the end of every trade you really have to level the playing field. Secondly the public can't rely on the system to protect them from manipulation and greed. Enforcement of these rules would go a long way towards fixing that.
All short sales - synthetic, actual, borrowed, naked shorts which we need to acknowledge exist, etc. ALL should all be more fully disclosed to level the playing field for the non-institutional buyer. Hedge funds manipulate the market terribly with the existing rules and it needs to change.
I strongly oppose this proposed rule. Having managed my own investments for years, I am well aware of the dangers and potential benefits of leveraged and inverse funds. They have been an important part of my investment portfolio for years. I choose to manage my own risk subject to my own investing objectives, and deeply oppose the government regulators trying to manage them for me and others
To whom it may concern,
I oppose restrictions on my right as a US citizen to invest in PUBLIC investments as this SEC Proposed Rule #S7-24-15 is trying to do. As an investor, I should be able to choose the investments that are right for me & my family. Public investments are just that - investments that need to be available to ALL of the public, not just those who have large
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I'd like to share my comments concerning your contemplation of requiring certain restrictions, limitations and/or abolition of certain inverse, levered investment products. I have been using both of these types of products for years and feel they are important tools that individuals, like myself, can utilize to manage our financial assets in the stock markets. Both these tools, when
Dear FIRA regulators, the effort to limit the ability for average Americans to enjoy the fruits of investing in these instruments is yet another example of Government overreach. If anything, the investor of today is more knowledgeable than when I started investing over 30+ years ago. I think the existing limits in place today are sufficient to protect the public. I know that limiting these
