It is imperative that everyone be able to invest and make their own decisions. I totally disagree with this proposed rule and everyone I know that invest in their future feels the same way and will never go along with this !
OverviewFINRA is providing this checklist to help members assess their obligations under the SEC’s Regulation Best Interest (Reg BI) and Form CRS Relationship Summary (Form CRS). The checklist is not a substitute for any rule. Only the rule can provide definitive information regarding its requirements. Interpretive questions should be directed to the SEC, at [email protected]. You should
Proposed Rule Change to Amend FINRA's Customer and Industry Codes Of Arbitration Procedure Relating to Subpoenas and to Arbitrator Authority to Direct Appearances of Associated Person Witnesses and Production Of Documents Without Subpoenas
Proposed Rule Change to Amend FINRA Dispute Resolution’s By-Laws to Clarify That Services Provided by Mediators Should Not Cause Them to Be Classified as Industry Members under the By-Laws
It is unconstitutional to restrict what I can and cant buy and how much Id like to buy. This rule seems to only seems to hamper smart retail investors. NO RESTRICTIONS WHATSOEVER!
Placing limits like this is overly burdensome on investors. There are enough protections in place, more rules and educational requirements are a joke. All they do is make everything more costly and cumbersome.
Would like rules to be changed so shorts wouod have to report more frequently.
1. More visibility need in to short sellers 2. Punishment for breaking/violating rules need to be more severe.
Please modify the rules to make short interest and FTD's more transparent, and the reporting of immediately.
Proposed Rule Change to Adjust Fees for Review of Advertising Material Filed with FINRA
