TO: All NASD Members and Level 2 and Level 3 Subscribers
On Tuesday, July 1, 1986, 18 issues are scheduled to join the NASDAQ National Market System, bringing the total number of issues in NASDAQ/NMS to 2,420. These 18 issues, which will begin trading under real-time trade reporting, are entering NASDAQ/NMS pursuant to the Securities and Exchange Commission's criteria for voluntary
Beginning May 15, 2023, the following FINRA TRACE rules changes will take effect:
1. Members must report transactions in TRACE-eligible Corporate debt securities which are part of a portfolio trade with an appropriate modifier. The Sale Condition 4 modifier, available via the TRAQS secure web browser and the TRACE FIX protocol (Tag 22004), will be available for this designation, as described in
Continuing Education Planning
If this is allowed to pass, you are only increasing the wealth gap. You are inherently saying that anyone who has less than x amount is nothing more than a peasant. Remember we done away with the Feudal System hundreds of years ago. All of those investments that you want to block access to, can be traded by everyone with the guidance of a Broker and you know it. You're only concern is to
SUGGESTED ROUTING
Senior Management
Corporate Finance
Institutional
Legal & Compliance
Municipal
Operations
Systems
Trading
As of November 29, 1996, the following bonds were added to the Fixed Income Pricing System (FIPS).
Symbol
Name
Coupon
Maturity
UIS.GG
Unisys Corp
11.750
10/15/04
TLLP.GC
Toll Corp
8.750
11/15/06
MCCC.GA
McCrory Corp
7.770
7/15/94
SUGGESTED ROUTING
Senior Management
Corporate Finance
Institutional
Legal & Compliance
Municipal
Operations
Systems
Trading
As of September 23, 1997, the following bonds were added to the Fixed Income Pricing SystemSM (FIPSSM).
Symbol
Name
Coupon
Maturity
UH.GC
U.S. Home Corp
8.250
08/15/04
UH.GD
U.S. Home Corp
8.880
08/15/07
HU.GA
Your threats to regulate and restrict my investment options is an insult to my intelligence and yet another slap in the face to the American value system and spirit of free enterprise and capitalism that has BUILT this country!!! I hedge to protect my investments and returns from volatility by using many of the products you are attempting to restrict...by doing so you will only succeed in
This idea of regulation is only to block the average citizen from becoming financially secure. For whatever reason our so called democratic government is striving to keep the common citizen from attaining wealth. This is a classic case of creating a Cass system. Shame on our government for trying to keep the majority poor, when there is more than enough to go around. In keep the majority poor the
As of August 28, 1996, the following bonds were added to the Fixed Income Pricing System (FIPS).
Symbol
Name
Coupon
Maturity
CQB.GH
Chiquita Brands Intl
10.25
11/01/06
KR.GJ
Kroger Co
8.15
7/15/06
SCR.GD
Sea Containers Ltd
10.5
7/1/03
GBPI.GA
Golden Books Publishing Inc
7.65
9/15/02
ORX.GI
Oryx Energy
8.375
7/15/04
Hi, Please leave the current platforms intact. Many investors have adjusted their portfolios to trade and invest in this setup. Changing this will cause major harm to investors. Obviously there is a lack of transparency when leverage products were allowed to manipulate the markets but now it is a mature market and public is very well aware of these products. Please do not change anything but
