This is a good plan, the financial service industry has been playing with a loaded deck for years now. Its time for the regulatory bodies of the government to rein in the reckless and border line illegal behavior.
Please cease and desist with any plans to alter my ability to make financial decisions on my own behalf! I do NOT need a caretaker, custodian, or any other government assistance here.
I use leveraged and inverse ETFs as a part of my investment plan for my family. It's easy to understand what they are and how they work. No restriction on who can buy them should be made.
Please do NOT take away my rights to use leveraged funds. these are important tools in my financial plan. DO NOT regulate my personal choice. Thank you Kurt Pommerening
(a) Interested FINRA Staff
Except as counsel or a witness in a proceeding or as provided in the Rule 9550 Series, Interested FINRA Staff is prohibited from advising an Adjudicator regarding a decision or otherwise participating in a decision of an Adjudicator. An Adjudicator is prohibited from advising Interested FINRA Staff regarding a decision or otherwise participating in a decision
TO: All NASD MembersAll Level 2 and Level 3 SubscribersOther Interested Persons
EXECUTIVE SUMMARY
On May 15, 1987, the Midwest Stock Exchange (MSE) will begin trading 25 NASDAQ National Market System (NASDAQ/NMS) securities under the SEC-approved National Association of Securities Dealers/Midwest Stock Exchange joint unlisted trading privileges (UTP) program. This notice explains the operation
reveraged funds are really important for my investment.i know it has more risk, but understanding for the risk brings less risk . regulation may give me financial loss as it restrict my plan
In the last 5 years I have made a substantial amount of wealth using these leveraged investments and plan on retiring soon using them.
My ability to make wealth for me and my family should not be restricted.
I need to buy leveraged ETF such as QLD and TQQQ in order to achieve my financial retirement plan goal. Please provide me the opportunity to buy leveraged ETF for me and my family's future.
As a not-for-profit membership organization, FINRA is committed to openness and engagement with our member firms regarding our financial plans. In that spirit, we are writing to update you on FINRA’s current financial situation and our path forward for funding FINRA’s mission of protecting investors and promoting market integrity while facilitating vibrant capital markets. As we have stated in several prior financial reports and communications, this path forward must eventually include an increase in member fees.
