Hello, as a financial services professional I oppose SEC proposed rule #S7-24-15
I can make my own financial decisions and dont need government intrusion
We can not block people from the so-called financial freedom because the few are scared
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The Neutral Corner – Volume 4—2024Mission StatementYear End MessageNo Time to Sit Back: The Active Role of the Chairperson as Team Leader by Annamaria Boccia Smith, Esq., Former FINRA ArbitratorFINRA Dispute Resolution Services (DRS) and FINRA NewsArbitration Case Filings and TrendsFINRA Adopts Amendments to the Codes of Arbitration Procedure to Provide Non-Party Customers With a Copy of the
I want to be free, not "protected". I should have the same access to these financial tools as anyone else.
I don't need a US financial agency telling me how to invest my money.
I support FINRA's efforts to ensure the financial industry does not take advantage of unsophisticated investors.
I feel that these regulations are discriminatory in nature and favor those who work within the financial industry
FINRA Revises the Rule 4530 Filing Application Form and the Product and Problem Codes for Reporting Customer Complaints and for Filing Documents Online
