You have no business regulating our privacy, privilege, opportunity, or freedom to engage in and with financial markets. Your proposal is unconstitutional, discriminatory, and will be fought against.
I want my financial advisor ro make purchases he deems proper for me and my family. We don't need more government interference.
All my life I have been restricted because of stagnet wages. I want a full unrestricted opportunity to change my financial future for the better. NO RESTRICTIONS!!
Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to extend temporary Supplementary Material .17 (Temporary Relief to Allow Remote Inspections for Calendar Years 2020 and 2021, and Through December 31 of Calendar Year 2022) under FINRA Rule 3110 (Supervision).
Top 10 Financial Capability
Rate of Change: Interest Rate Cycles Since the 1970s
Cybersecurity and the Financial Industry
The Fine Print on Real Estate Investment Trusts
Looking for One in a Billion
High Frequency Trading
If you want to use any of these infographics, please contact FINRA's Office of Media Relations at
Please do not restrict my freedom to invest in products that I see as integral to my financial future. I use leveraged products to supplement my investing strategy.
I vehemently oppose limitations on my being able to invest in certain financial vehicles, specifically my ability to freely purchase leveraged and inverse funds.
This deprives retail investors of the right to trade freely, giving institutions or the rich a greater overwhelming advantage and more financial instruments; and will have a great impact on liquidity.
Leveraged funds are an important part of my overall investment strategy. Restricting my access to them would jeopardize me and my families financially future
I am more then competent to make my own financial decisions. If I have read and understand the pitfalls of investing, I am them capable to invest in whatever I choose.