I know and accept the risks involved with leveraged funds. It should be my personal choice to invest in these funds. I fully oppose any more regulation on a free market system.
N.A. INVESTCORP LLC280 PARK AVENUE, 39TH FLOOR, NEW YORK, NY 10017N.B. ZOULLAS SECURITIES, INC.ONE PENN PLAZA, SUITE 2005, 20TH FLOOR, NEW YORK, NY 10119N.E. PRIVATE CLIENT, LTD790 NORTH MAIN STREET, PROVIDENCE, RI 02904N.I.S. FINANCIAL SERVICES, INC.500 EAST 9TH ST., KANSAS CITY, MO 64106Mailing Address: P. O. BOX 219103, KANSAS CITY, MO 64121-9103NABSECURITIES, LLC277 PARK AVENUE, 19TH FLOOR,
FINRA Collection of Short Interest Data for BATS Exchange-Listed Securities
SEC Approves Exception to Three Quote Rule and Related Recordkeeping Requirements for Certain Foreign Securities
IMPORTANT
Officers * Partners * Proprietors Operations and P&S Department Managers
TO: ALL NASD Members
In its Notice to Members 84-55 dated October 15, 1984, the Association announced plans to implement a NASDAQ Equity Audit Trail and detailed the seven phases to be followed for completion of the plan. As described in that notice, Phase I involves the collection of additional
DisseminationSystemCurrentFutureHistoricalTRACE BTDS SpecificationBTDS 2.1 MOLD/UDP v1.0Effective October 21, 2024MOLD/UDP SpecificationEffective October 21, 2024BTDS IP AddressesEffective October 21, 2024 Version 3.0 - 4.8TRACE ATDS SpecificationATDS 2.1 MOLD/UDP v1.0Effective October 21, 2024MOLD/UDP Specification Effective October 21, 2024ATDS IP AddressesEffective October 21
We (retail investors) simply need to know more information on short positions on all available platforms - free or premium services alike. The information should also be as accurate and as current as possible with little to no delays for the entire market to participate fairly. Thank you.
Eliminate dark pools Fines should be greater than the profit hedge made from the illegal activity Jail time is needed for market manipulation. Short positions should be forcibly closed out if illegal market manipulation is found and trading rights of those involved should be revoked. Shorting taking place in the dark pool needs to be disclosed to the public. If an institution buys shares in the
Please apply rules for better transparency and competition in the stock market. Investor will invest more if they believe in the system. Right now it is questionable.
Stop another power grab by big banks! Position sizing and trade stops are the main ways to reduce risk. Where is your support on those tools?
All the regulations will do is to give exclusive access to special entities, that could enrich themselves or re-sell the same investments as a "service" to individual investors.
No thanks.
