(a) Each member shall promptly report to FINRA, but in any event not later than 30 calendar days, after the member knows or should have known of the existence of any of the following:
(1) the member or an associated person of the member:
(A) has been found to have violated any securities-, insurance-, commodities-, financial- or investment-related laws, rules, regulations or standards of conduct
As a individual stock trader, I think we do have the right to trade same stock as financial institutions and its such an arrogant idea to deprive us the right!
I oppose the regulations being considered by the Financial Industry Regulatory Authority for the restrictions to my RIGHT TO INVEST. Leveraged and inverse funds are important to my investment strategies...
I would prefer to make my own financial decisions instead of being guided by regulations. I understand that those decisions may be risky, and the risks are mine to bear. Thank you.
Were told if we work hard and make smart investments then we can evaluate our financial status. Dont make if more difficult for those trying
I am a strong believer in regulating the financial industry to prevent cheating. These restrictions to my right to invest seem superfluous and damaging to a free market. Hands off please!
Comments:I am a responsible user of leveraged financial products and would like to continue to do so. The Companies whose products I use are very thorough in explaining the Risk.
To whom it may concern,
I OPPOSE RESTRICTIONS TO MY RIGHT TO INVEST. It is my money and I have already paid taxes on it so stay out of my financial decisions.
The government should have any say in what I want to invest in. The risks are mine to take or not take. The government should not have any say in my financial affairs.
Seriously guys? Stop letting only the rich invest in financial instruments that allow them to grow rich. This is ridiculous. I understand you want to prevent fraud. But this is NOT THE WAY
