Regulations only strangle out new business and financial opportunities so only the elite can benefit!
SUGGESTED ROUTING
Senior Management
Corporate Finance
Legal & Compliance
Mutual Fund
Executive Summary
On March 2, 1995, the Securities and Exchange Commission (SEC) approved amendments to Article III, Section 44 of the Rules of Fair Practice (Corporate Financing Rule) to exempt modified guaranteed annuity contracts and modified guaranteed life insurance contracts from
Let people invest the way they want to invest so we can control our financial future
These are complex financial instruments but less risky than options or individual stock ownership. Please do not regulate these.
Top 10 Financial Capability
Rate of Change: Interest Rate Cycles Since the 1970s
Cybersecurity and the Financial Industry
The Fine Print on Real Estate Investment Trusts
Looking for One in a Billion
High Frequency Trading
If you want to use any of these infographics, please contact FINRA's Office of Media Relations at
Restricting access to a financial instrument that allows investors an efficient means of hedging market risk makes no sense.
If you close financial instruments to the small investor, then you must close them to all. Otherwise, it prejudice.
The (American) Govt has no business holding my hand/influencing or regulating the private financial decisions of any individual.....Period.
I'm a financial advisor and I should be able to choose the public investments that are right form me and my family.
Please don't block a future where people can be become financially free and not living paycheck to paycheck.
