I want the right to use my money and place it in whatever financial institution I decide! It's my monet, I will do as I please!!
Please see below for comments in response to Regulatory Notice 22-08. Thank you for the opportunity to provide feedback. Definition of complex should be objective- if use of derivatives is a criterion it should be applied to all funds that do so. This suggests that more useful criteria would focus on factors like maximum risk of loss, risk of the fund not being able to meet its stated objectives
I am an active individual investor who uses leveraged and inverse ETFs as a component of a diversified portfolio, and I vehemently oppose restrictions or other qualification requirements for individual investors trading in publicly traded inverse and leveraged ETFs. I am fully capable of reading the prospectuses and evaluating the risks on my own as well as determining the strategy to implement
Don't increase stifling rules on trading. These rules won't help to democratize financial services but make them more elite.
Now you listen here you [REDACTED] crooks! You keep your dirty filthy hands off this SECTOR of the woods!! You have no right!! These are our rights our Currencies and is beginning built by out hands for all to take part in! You want to have own or control any Crypto!!!!?? Then you get off your [REDACTED] and put in work like we do every day and you put in work!! If your to lazy!! Then purchase
SUGGESTED ROUTING:*
Senior ManagementLegal & ComplianceOperations*These are suggested departments only. Others may be appropriate for your firm.
MAIL VOTE
EXECUTIVE SUMMARY
The NASD invites members to vote on a proposed amendment to the Rules of Fair Practice to require member firms to send periodic account statements to customers. The last voting date is July 22, 1992. The text
As of January 19, 1996, the following 35 issues joined the Nasdaq National Market®, bringing the total number of issues to 3,984:
Symbol
Company
Entry Date
SOES Execution Level
ESTR
ElectroStar, Inc.
12/21/95
200
FRAG
French Fragrances, Inc.
12/21/95
200
HOMEF
Home Centers (DIY),
Limited (Ord Shs)
12/21/95
500
RGNT
Regent Assisted
Investors should be allowed to invest in products without any encumbrances from regulators. This is an action to benefit the financial institutions that pay Finra.
No government should regulate how investors allocate their funds among various financial instruments. It is our risk to bear and nobody elses.
Please don't do this, we use these products because we know what we're doing, and they're valuable financial instruments!
