SR-FINRA-2009-013 - Proposed Rule Change to Amend Rules 12206 and 13206 of the Customer and Industry Codes
SR-FINRA-2009-011 - Proposed Rule Change to Amend the Industry Code to Change the Criteria for Determining the Panel Composition When the Claim Involves an Associated Person in Industry Disputes
SR-FINRA-2008-068 - Proposed Rule Change to Extend the Pilot Regarding the Use of Multiple MPIDs on the Trade Reporting Facilities and the Alternative Display Facility
SR-FINRA-2008-064 - Proposed Rule Change to Amend NASD Interpretive Material (IM) 2110-2 (Trading Ahead of Customer Limit Order) to provide an Alternative Method of Calculating the Current Inside Spread
Everyone should be able to invest. This is free market capitalism, if we want to keep the benefits of free market capitalism, we must keep it a free market. These proposed rules are discriminatory, and its clear as day.
SR-FINRA-2008-060 - Proposed Rule Change Relating to Trade Reporting Transfers of Securities Pursuant to an Asset Purchase Agreement
This reporting requirement would bring the market closer to full transparency which in turn would give more confidence to the average retail investors that the SEC, FINRA, and the DTCC are concerned about the public interests. I agree this rule should be passed.
Please apply rules for better transparency and competition in the stock market. Investor will invest more if they believe in the system. Right now it is questionable.
SR-FINRA-2008-051 - Proposed Rule Change to Amend Rules 12214, 12514 and 12904 of the Code of Arbitration Procedure for Customer Disputes and Rules 13214, 13514 and 13904 of the Code of Arbitration Procedure for Industry Disputes to Require Arbitrators to Provide an Explained Decision upon the Joint Request of the Parties
I oppose the possible rule changes to limit access to " complex products " such as leveraged ETFs.
User education is the way to go.
As long as investors are warned of the risks , the access must not be taken away from individual investors.
