Hello, as a financial services professional I oppose SEC proposed rule #S7-24-15
We can not block people from the so-called financial freedom because the few are scared
FINRA Adopts Amendments Relating to Use of the Alternative Display Facility for Trade Reporting Purposes Only
I don't need a US financial agency telling me how to invest my money.
I want to be free, not "protected". I should have the same access to these financial tools as anyone else.
As of December 20, 1995, the following 99 issues joined the Nasdaq National Market®, bringing the total number of issues to 4,003:
Symbol
Company
Entry Date
SOES Execution Level
ANIC
Anicom, Inc.
11/21/95
500
CDLI
Consolidated Delivery & Logistics, Inc.
11/21/95
500
FFIC
Flushing Financial Corporation
11/21/95
200
IVAC
Intevac, Inc.
11/21/95
200
LSREF
LaSalle Re Holdings,
I support FINRA's efforts to ensure the financial industry does not take advantage of unsophisticated investors.
I feel that these regulations are discriminatory in nature and favor those who work within the financial industry
On October 24, 2022, FINRA announced the Small Firm Advisory Committee (SFAC) election for the New York Region. Eligible small firms in the New York Region were mailed a copy of the Election Notice and a ballot to vote in this election. Ballots must be returned no later than November 23, 2022, and the newly elected SFAC member will take office in January 2023.
Candidates
To review the
Hi FINRA, I make my own financial decisions. Do not restrict my investment options.
