FINRA Rule 1017 requires advance notice—but not prior approval—of changes of ownership or control in the form of a Continuing Membership Application. Form CMA must be filed at least 30 days prior to making such a change to give FINRA an opportunity to conduct a preliminary analysis of the change based on FINRA Rule 1014.
A firm may affect the change before the final, written decision is
(a) Contents of the Record, Retention
The record shall consist of:
(1) the complaint, answers, each notice of hearing, pre-hearing order, and any amendments thereto;
(2) each application, motion, submission, and other paper, and any amendments, motions, objections, and exceptions to or regarding them;
(3) each transcript of a pre-hearing conference and of a hearing, and each
#22-08 is an abomination to the powerless who've been playing Fairly by the same rules we had no hand in devoping in the first place. Please dont confirm, whats been suspected as a fixed game already, I reject #22-08 an you should too! Thank you!
Proposed Rule Change Relating to FINRA Trade Reporting Notice on Price Validation and Price-Override Protocol
Please stop doing this. You are infantalizing us with these rules, and only making it harder for the average person to participate in the market. The SEC only diminishes their credibility by pursuing arbitrary regulations on individual investors while shrugging their shoulders at the systemic risk posed by market makers.
The investment environment became very difficult because it could not keep inflation under control and because of all government spending and the war they created lately people are losing all their savings in the market It is not time for changing rules until the government correct the mess it created
Proposed Rule Change Relating to Exemptions from the Trading Activity Fee
You guys need to lay off the investing limitations. What a mess. The SEC just keeps helping the rich get richer. Seems like the agency is trying to expand the accredited investor rules... to helps the rich get richer. Leave crypto alone.
I am smart enough to earn my income, I believe that I am intelligent enough to make my own investment decisions. Testing me to invest my own money is ridiculous. Please consider my view when deciding on FINRA Rule#22-08.
Please do not impose or infringe on any reasonable citizens prudence and ability to invest freely. Any arbitrary restrictions should be considered as such. Please forego any rule or measure that's an outright impediment to free choice and flies in the face of empowering citizens rights.
