Exposure to risk in financial world to gain certain reward should be a choice. All these choices in Market is what makes it beautiful. PTD rule is ENOUGH to protect the retail investors.
The problem I have with such a proposal is that it negates the biggest threat to any individual investors, which is unchecked major hedge funds using their money with little to no thought of safe financial practices.
Im an investor and need access to tools that large firms have access to. Do not take my financial freedom. These tools do help to mitigate any risk in the market.
Stay out of my financial business. Stop trying to play mom and dad for everyone and worry about yourself. We don't need your [REDACTED] hand holding.
My wife who is a financial advisor has been using these type of investments to trade our account so please refrain from pulling them off the exchange
Proposed Rule Change to Adopt FINRA Rules 4314 (Securities Loans and Borrowings), 4330 (Customer Protection – Permissible Use of Customers’ Securities) and 4340 (Callable Securities) in the Consolidated FINRA Rulebook
Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to adopt FINRA Rules 6151 (Disclosure of Order Routing Information for NMS Securities) and 6470 (Disclosure of Order Routing Information for OTC Equity Securities).
Please do not create a caste system of those able to invest and better themselves and those who are not.
Please do spend this energy on financial education and enforcement against fraudulent actors.
Average investors should be able to go long or short the market, and should be allowed to control their own financial decisions. The Nanny State should not and does not have this power over the people.
Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to change references in the Codes of Arbitration Procedure from the Neutral List Selection System to the list selection algorithm.
