Proposed Rule Change to Adopt FINRA Rules 6434, 6437, 6450 and 6460
Proposed Rule Change to Adopt the Selection Specifications and Study Outline for the Limited Representative – Investment Banking (“Series 79”) Examination Program
Activities requiring registration as an Equity Trader.<br/>
STOP MAKING RULES VIOLATING PEOPLE'S RIGHTS! MY MONEY MY CALL!
I, not regulators, should be able to choose the public investments that are right for me and my family. Public investments should be available to all of the public, not just the privileged.
I shouldn't have to go through any special process like passing a test before you can invest in public securities, like
Proposed Rule Change Relating to the Reporting of Over-the-Counter Transactions in Equity Securities Executed Outside Normal Market Hours
Exemptive relief is granted based on: representations that at the time of the contribution the individual was not employed by the firm and was not an MFP; the firm already had a significant business relationship with the state of whom the contribution recipient is an issuer official (as defined); the firm has instituted information barriers on certain municipal business communications; the individual will be prohibited from the solicitation of certain new municipal business for a period of time.
Stop trying [REDACTED] with retail investors! Enforce the rules on short hedge funds, stop dark pools and naked shorting. Retail has removed hedge funds from operating and we can remove your agency as well. Retail ain't nothing [REDACTED]
Dear regulators, it is very important for me to have the freedom to use inverse and/or leveraged ETF's in real time and on a minutes notice, as part of my IRA account strategies. Without it, my retirement would be in jeopardy. I strongly oppose the proposed rule. Thank you.
It is not fair to impose restriction on leveraged and inverse ETFs for most citizens. Under the new rule, people need to demonstrate a high net worth in order to invest. This is definitely discriminating as it treats investors differently based on social status. It favors high net worth individual.
I disagree with proposed rule. Leverage is a good thing. The issue is with over leverage. Everyone with proper literature and clear english text should be allowed to buy and sell security of their choice. Define which educated or a person who has passed a test shown skills in trading.
