In no way would I recommend anyone to vote to accept government restrictions on my investing. I am not a wealthy person, and I have no specialized or ultra-sophisticated trading systems. But I was able to limit the extent of my draw-downs by using ProShares Inverse funds to limit my down-side risk in both the 2000-2003 AND 2008-2009 market drops.
Government restrictions that limit my ability to
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Executive Summary
In 1994, the National Association of Securities Dealers, Inc. (NASD®) Rule 3350 (Short-Sale Rule) was adopted to stop market-destabilizing speculative short sales in Nasdaq National Market® (NNM) securities. To prevent this conduct, the Short-Sale Rule
Thank you for allowing the opportunity to post feedback and make recommendations to make the system fair for all traders. I feel that short interest should be reported intraday. If a stock price can be updated within milliseconds then this should be possible too. I also feel that large institutions that have over 100,000 of any stock should have to report their short positions pre and post market
I am not a regulator and I think I should be able to choose the public investments that are right for me and my family, BUT FINRA should not outlaw it altogether. Leverage products from Direxion have this [REDACTED] crazy rebase calculation that is rebased to one every night is insane. FINRA should make them improve the calculation not outlaw it. Leveraged and inverse funds are important to my
I am AGAINST passage of FINRA’s Regulatory Notice 22-08 taking effect.
I use leveraged indexed ETF's actively trading them over short time horizons under steady participation in a long time horizon (25+ years) to smooth out inconsequential market fluctuations, even as much as 50%+, as part of my overall portfolio strategy. The financial services providers servicing these funds have been
I use leveraged funds to enhance the performance of my long-term portfolio and rebalance them systematically on a quarterly basis. I know what I am doing. The proper use of these leveraged products is a key part of my financial plan.
These funds are important to me. They improve my performance over the long term. I am not engaged in reckless trading, I understand the effect of daily magnification
Hello,
I oppose the restrictions to my right to invest. The proper use of leveraged products is a key part of my financial plan. I run a systematic quarterly rebalancing plan that is powered by leveraged ETFs which I have used successfully for several years. These funds are important to me as they improve my performance over the long term. I am not engaged in reckless trading, and I
Greetings,
I run a systematic quarterly rebalancing plan that is powered by leveraged ETFs. I know what I am doing, understand the risks (and benefits), and as such, the proper use of these leveraged products is a key part of my financial plan.
These funds are important to my plan; they improve my performance over the long haul. I am not engaged in reckless trading. I understand the effect of
To The Financial Industry Regulatory Authority,
I'm disappointed to learn you are considering measures to prevent or restrict my choice to purchase complex products. Even though they are a small piece of my portfolio, they are very important. They provide a hedge to balance my portfolio and reduce risk. They also outperform most of my portfolio on a short term allowing me to increase
Please do not restrict the ability of retail customers to invest in Complex Products. In a market downturn, inverse ETFs/ETPs are some of the easiest ways to hedge against falling market. Placing what I view to be artificial restrictions on these types of products will hinder retail customers ability to simply survive a large-scale market correction. I am invested in a very small quantity of
