TO: All NASD Members and Level 2 and Level 3 Subscribers
On Tuesday, March 3, 1987, 17 issues are scheduled to join the NASDAQ National Market System, bringing the total number of issues in NASDAQ/NMS to 2,788. These 17 issues, which will begin trading under real-time trade reporting, are entering NASDAQ/NMS pursuant to the Securities and Exchange Commission's criteria for voluntary
The financial industry NEEDS more oversight and regulation. Their greedy and deceptive practices are raping our country.
Hands off our right to invest. Stop cutting everyday Americans access to financial markets!
It could potentially deny the freedom to choose investments that could
help achieve long-term financial security
I OPPOSE FINRA'S Regulation 22-08 restricting my ability to make my own financial decisions.
SUGGESTED ROUTING:*
Senior ManagementLegal & ComplianceRegistration*These are suggested departments only. Others may be appropriate for your firm.
EXECUTIVE SUMMARY
The NASD requests comments on proposed amendments to Schedule C to the NASD By-Laws that would permit Direct Participation Programs Representatives and Principals to sell partnership debt. The text of the amendments
SUGGESTED ROUTING
Internal AuditOperationsSystemsTrading
As of March 23, 1993, the following 55 issues joined the Nasdaq National Market,® bringing the total number of issues to 3,032:
Symbol
Company
Entry Date
SOES Execution Level
CMPO
Campo Electronics Appliances & Computers Inc.
2/24/93
1000
FSOU
First Southern Bancorp, Inc.
2/24/93
500
PENVF
Philip
I believe I can trust myself and my financial advisor in making all my investment decisions.
I want to be able to make the choices that affect my financial life without hindrance from the government.
This is unacceptable. As an investor, I should be able to utilize any financial instrument. It should not matter if it is leveraged or not.
