Nominee for Vacant FINRA Board of Governors Small Firm Seat
Information Notice - 8/26/08: June 2008 Supplement to the Options Disclosure Document
Effective September 22, 2008, FINRA will begin deducting all delinquent arbitration and mediation fees owed by member firms from their Central Registration Depository accounts.
An amendment to the chairperson eligibility requirements of the Code of Arbitration Procedure for Customer Disputes and Industry Disputes that removes the alternative "substantially equivalent training or experience" criterion is effective September 22, 2008.
SEC Approves Expanding Disseminated Real-Time TRACE Data
Trade Reporting Notice - 8/14/08 - Trade Reporting Frequently Asked Questions
FINRA Announces Amendments to Make Permanent the Portfolio Margin Pilot Program
Proposed Consolidated FINRA Rule Addressing Investor Education and Protection; Comment Period Expires: June 13, 2008
Proposed Consolidated FINRA Rules Governing Books and Records Requirements; Comment Period Expires: June 13, 2008
Proposed Consolidated FINRA Rules Governing Supervision and Supervisory Controls; Comment Period Expires: June 13, 2008
