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Executive Summary
The purpose of this Special Notice to Members is to inform members of the upcoming nomination and election process to fill
Greetings, I eagerly support FINRA's step toward a transparent system. I also ask that synthetic long positions generated through reverse conversion of options be tracked as well, it appears there's a direct correlation between that number increasing and FTDs decreasing.
FINRA Requests Comment on a Proposal to Identify and Manage Conflicts Involving the Preparation and Distribution of Debt Research Reports
Executive SummaryFINRA recently held annual elections to fill vacancies on the Small Firm Advisory Committee (SFAC), the Regional Committees and the National Adjudicatory Council (NAC). Additionally, at its December meeting, the FINRA Board of Governors (FINRA Board) appointed several individuals to fill other vacancies on the SFAC and the NAC, and candidates for vacant Regional Committee seats
I should not have to go through a special process in order to invest in public securities, like leveraged and inverse funds. We are capable of understanding the risk and do not need special treatment. Leverage and Inverse funds have helped protect my investments, but are a limited portion of overall portfolio. Please consider your important service to the health of the financial market through
It seems clear that any regulations on investment instruments like these are strictly to deny the general public from access to investment tools, and further the division between the ruling and working class. If FINRA really cared about the people you would be investigating dark pools, selling order flows, and limiting the way that short sellers are allowed to manipulate the market. I dare say
As a holder of inverse and leveraged products, I SUPPORT this measure, as ProShares and other financial services company prey on us individual, "retail" investors, and take advantage of our lack of knowledge through their own manipulation and complex wording. FINRA is on the side of the consumer, and even as a consumer who holds products that are in danger of being excluded, it is for
It's especially important regulators hear from you in your own words. Please use the body of this email to customize your response I feel strongly that every American has the right to dream and to try to make that dream come true. Government is overreaching. Government, you were hired by the common folk, You all become millionaires in service of your country. why do you feel we don't
With the technology today and the money that's being made in the markets by all parties, except for retail traders who get the shaft when it comes to getting "free" trades. Even by the sanctioning bodies that are supposed to over watch all of it's "members" and the standards upon which they are held, are not doing their jobs. Not REQUIRING that all members to report
