This is protection from "big brother" I neither need or desire!! I am fully capable of making my investment decisions without the help of a government which is completely inept and irresponsible in its own financial matteres.
I would like to continue to have the freedom to make my own investment decisions based on whats right for my financial situation. I currently use the leveraged funds to hedge positions in the near to medium term.
Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to extend temporary Supplementary Material .17 (Temporary Relief to Allow Remote Inspections for Calendar Years 2020 and 2021, and Through December 31 of Calendar Year 2022) under FINRA Rule 3110 (Supervision).
believe in "Right to Invest". Every individual in the Free world must have the "Right to Invest". Every Financial Tool & Instruments must be available for all not just the handful few.
I'm not in support of the regulation.
It is unfair and manipulative for regulators to lock financial instruments behind net worth requirements and expensive exams. Wealth does not determine aptitude, and already being wealthy should not be a requirement to choose your own funds.
Investing in cryptocurrency funds, such as BITO, is important to my investment strategies to achieve my financial objectives, including by diversifying my investments as part of a balanced portfolio. It is easier to invest in ETF than in direct cryptocurrency.
SUGGESTED ROUTING
Internal AuditOperationsSystemsTrading
As of January 21, 1993, the following 22 issues joined the Nasdaq National
Symbol
Company
Date
SOES Execution Level
INFU
Infu-Tech, Inc.
12/22/92
1000
TTRR
Tracor, Inc.
12/22/92
500
TTRRW
Tracor, Inc. (Ser A) (Wts 12/31/01)
12/22/92
500
WAMUO
Washington Mutual Sav Bk (Ser C) (Pfd) (Noncum)
12/22/92
I believe this "Proposed Trade Reporting Requirements for Over-The-Counter Options Transactions" is a crucial step for more transparency in the finacial markets. It will be important to limit misuse of financial instruments/loopholes and so forth in order to gain an advantage over other market participants. I strongly agree to the proposed requirement.
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Transforming the Securities Industry CE Program
FINRA has adopted important changes to its continuing education (CE) and registration rules to train registered persons more effectively while accommodating registered persons whose personal circumstances take them away from the industry for a
I am big on investing in leveraged funds and it has worked great towards achieving my financial goals over the past few years. I strongly insist that leverage and inverse funds be fully open to all public
