Please, take care of important matters, like homelessness, wages the out control prices of utilities, food and of course no accountability for the way this political system is run.
Those matter most not cryptocurrency. Your concern with cryptocurrency is unwarranted. Please see to important matters, visit this idea, never again!!
Signed,
concerned citizens
I found out about FINRA's proposed restriction on purchase of leveraged security products. Personally I am against any restrictions on which investment products I can choose. I trust the current disclosure based system. Your proposal will negate this and it will hinder ability to freely choose investment products for common investor like me.
FINRA’s Revolving Door provisions include Rules 9141(c), 9242(b) and 9910. These provisions limit or prohibit former FINRA officers or employees from making communications to, or appearances before, FINRA on behalf of another person when the purpose of the communication or appearance is to influence FINRA and codify existing confidentiality obligations of current and former FINRA officers and
Government intervention in markets is antithetical to our economic system & the foundations of our country. We dont need regulators deciding what people can & cant invest in for fear of unsophisticated investors losing money. Absolutely ridiculous. The whole point of a market is that some people win & some people lose. Grow up.
SEC Approves Amendments to Establish Regulation NMS-Principled Rules in Market for OTC Equity Securities
SummaryFor the past several years, FINRA has encouraged firms to keep their risk monitoring analyst informed if the firm, or its associated persons or affiliates, engaged, or intended to engage, in activities related to digital assets, including digital assets that are non-securities.1 FINRA appreciates members’ cooperation with this request and is encouraging firms to continue to keep
Please enforce margin calls and share threshold listings. Enough is enough Hedgie funds need to pay debut just like the rest of us. Naked shares cancel that. Not allowed to trade in dark pools cancel that. System is no where close to fair for retail traders.
The additional restrictions and regulations will impede a "free- market" trading system, distorting true price discovery in public securities. It also puts greater control in the hands of certain parties (with "specialized" knowledge) who will have advantageous and timely access to leveraged and inverse exchange-traded funds. It is not fair to restrict
October 21, 2002NASD Provides Updated Guidance on OATS Reporting Responsibilities for Orders Executed in a Riskless Principal Capacity by Both Non-market Makers and Market Makers.BackgroundPursuant to NASD Marketplace Rules 6954(d) and 6955, all member firms must record and transmit to the Order Audit Trail System (OATS) specified information about, among other things, the execution of customer
If leveraged funds are restricted to accredited or wealthy investors only, the wealth gap in the country will increase as the rich get richer in sophisticated products while everybody else languishes in plain old index funds. The system is already under question by common investors investors. Leaving products only for the few will certainly intensify any mistrust.
