It is most imperative that action to restrict my right to invest be stopped now. I should have the right to choose the public investments for myself and my family. I should not have to pass a test nor get any kind of special approval. I am perfectly capable of understanding leveraged and inverse funds and their risks. It is important I continue to have the right to make my own decisions on how to
Hi FINRA,
Regarding Regulatory Notice #22-08: Please let individual investors choose what amount of risk they are willing to take for themselves and their families. Leveraged and inverse funds may become more specialized to the ultra-rich investor if more hurdles are put in place for those who wish to invest their money in such vehicles.
Please allow the people to govern their own investments
GUIDANCEContinuing EducationSUGGESTED ROUTINGKEY TOPICSContinuing EducationLegal & ComplianceRegistrationSenior ManagementContinuing EducationFirm ElementExecutive SummaryThe Securities Industry/Regulatory Council on Continuing Education (Council) has issued the annual Firm Element Advisory, a guide for firms to use when developing their continuing education Firm Element training plans.
The ability to invest in these types of products is what makes our market so great, having that ability taken away isn't right or in the best interest of investors. Every day investors need to learn and have experiences of investing in these complex products with learning about them through experience while understanding the potential risks of doing so. I OPPOSE RESTRICTIONS ON MY RIGHT
Qualified investors (current status) should be allowed to invest in a variety of products including inverse and leveraged funds -- This is like call or put options--to maximize their opportunity. We should be made aware of the risks (current status), and enjoy the gains or suffer the losses.
You need to end Congressional exemption from insider trader rules before addressing inverse and leveraged
I not regulators should be able to choose the public
investments that are right for me. Public investments should be available to all of the public, not just the privileged. I shouldn't have to go through any special process like passing a test before I can invest in public securities, like leveraged and inverse funds. I am capable of understanding leveraged and inverse funds and their
I respectfully request that individual investors such as myself be continued to be provided with the opportunity to invest the leveraged investment products, inverse or otherwise. I understand that long term investment in leveraged inverse products are very risky. However, I use these products for short term hedging purposes, and without them my investment portfolio would be subject to an
I not regulators should be able to choose the public
investments that are right for me and my family.
Public investments should be available to all of the public, not just the privileged.
I shouldn't have to go through any special process
like passing a test before I can invest in public securities, like leveraged and inverse funds. I am capable of understanding leveraged
Regulators should never be able to choose the public investments that are right for any individual. Public investments should be available to everyone, not just the few people. We are not kids that need to be tell what to do. I know the risk and I don't need FINRA to tell me what to do with my money.
FINRA should be limited only to prevent and find those companies and individuals that
I am not a big investor, and I believe in free and universal access to the markets. I was fully informed by my broker about the risks involved in leveraged and inverse funds, which are an important security hedge for me should the market crash. I am opposed to SEC Proposed Rule #S7-24-15 and urge you to consider the harmful and unnecessary limitations it would impose on myself and others like me
