The Portfolio Margin and Intraday Trading topic of the 2024 FINRA Annual Regulatory Oversight Report (the Report) informs member firms’ compliance programs by providing annual insights from FINRA’s ongoing regulatory operations, including (1) regulatory obligations and related considerations, (2) findings and effective practices, and (3) additional resources.
I should not have to go through a special process in order to invest in public securities, like leveraged and inverse funds. We are capable of understanding the risk and do not need special treatment. Leverage and Inverse funds have helped protect my investments, but are a limited portion of overall portfolio. Please consider your important service to the health of the financial market through
As a holder of inverse and leveraged products, I SUPPORT this measure, as ProShares and other financial services company prey on us individual, "retail" investors, and take advantage of our lack of knowledge through their own manipulation and complex wording. FINRA is on the side of the consumer, and even as a consumer who holds products that are in danger of being excluded, it is for
It seems clear that any regulations on investment instruments like these are strictly to deny the general public from access to investment tools, and further the division between the ruling and working class. If FINRA really cared about the people you would be investigating dark pools, selling order flows, and limiting the way that short sellers are allowed to manipulate the market. I dare say
It's especially important regulators hear from you in your own words. Please use the body of this email to customize your response I feel strongly that every American has the right to dream and to try to make that dream come true. Government is overreaching. Government, you were hired by the common folk, You all become millionaires in service of your country. why do you feel we don't
SummaryFor the past several years, FINRA has encouraged firms to keep their risk monitoring analyst informed if the firm, or its associated persons or affiliates, engaged, or intended to engage, in activities related to digital assets, including digital assets that are non-securities.1 FINRA appreciates members’ cooperation with this request and is encouraging firms to continue to keep
The denial to freely invest without the need for Government regulation is the denial of freedom. Since the founding of our nation the ability to spend our money and have the opportunity to make it grow further has been our nations bedrock. Please do not meddle with our system that makes our nation so unique and special.
Please, take care of important matters, like homelessness, wages the out control prices of utilities, food and of course no accountability for the way this political system is run.
Those matter most not cryptocurrency. Your concern with cryptocurrency is unwarranted. Please see to important matters, visit this idea, never again!!
Signed,
concerned citizens
I found out about FINRA's proposed restriction on purchase of leveraged security products. Personally I am against any restrictions on which investment products I can choose. I trust the current disclosure based system. Your proposal will negate this and it will hinder ability to freely choose investment products for common investor like me.
Government intervention in markets is antithetical to our economic system & the foundations of our country. We dont need regulators deciding what people can & cant invest in for fear of unsophisticated investors losing money. Absolutely ridiculous. The whole point of a market is that some people win & some people lose. Grow up.
