Please STOP attempts to introduce regulation FINRA Regulatory Notice #22-08.
I consider it an insult to us the public, to propose this regulation under the pretense of "protection" like we are children, when in reality this is another subvert attempt to manipulate the market and make it even more exclusive.
I live in reservation territory, and it is hard enough for us to
SUGGESTED ROUTING
Senior ManagementInstitutionalLegal & ComplianceTrading
Executive Summary
The Securities and Exchange Commission (SEC) is reproposing to adopt Rule 13h-l and Form 13H under the Securities Exchange Act of 1934. Originally published for comment in 1991, the proposed rule establishes a system for identifying large-trader accounts and transactions, and places certain
Placing limit orders in ECNs that comply with the ECN Display Alternative under the SEC's Order Handling Rules in order to affect the price of transactions effected through POSIT may constitute market manipulation in violation of the antifraud provisions of the securities laws and NASD rules.
Placing limit orders in ECNs that comply with the ECN Display Alternative under the SEC's Order Handling Rules in order to affect the price of transactions effected through POSIT may constitute market manipulation in violation of the antifraud provisions of the securities laws and NASD rules.
Currently, in the Tier 1 5/13/19 weekly report, there is ATS data that is unattributed (that is, there is no ATS name associated with one line of data found in the ATS Data tab). See below:
FINRA is currently investigating the issue and will publish another Technical Notice once the issue has been resolved.
If you have any questions, please contact FINRA Business Services.
Stop being a bully. Youre tactics are shameful. This entire system needs a new set of eyes to make the greater changes that open all trading to everyone who wants to participate. Its time to correct the unbalanced nature of the 1% elite making all decisions.
Were coming for you and your money. This is America, we are all created equal!
Under the current and long-standing disclosure-based system, I as an investor should have the right to decide which public equities, bonds and funds I want to buy. The newly announced changes suggested by FINRA will upend that principle, giving regulators and not me, the investor the decision making opportunity to decide what public securities I can and cannot invest in. This is not acceptable
I dont see the point taking away the freedom to invest. I find it odd for regulators to even think about this when market manipulators continue to make billions. The playing field is not level if the regulators continue to turn a blind eye to the truth of how these manipulators take advantage of loopholes in the system. Address that first and maybe we can revisit this.
Good afternoon!
FINRA are subjective and could lead to unfair or even
discriminatory treatment of investors.
Under the long-standing disclosure-based system, investors have the right to decide which public equities, bonds and funds they want to buy.
Don't giving regulators the power to decide what public
securities you can and cannot invest in. Leave it for investor!
Currently, in the Tier 1 5/13/19 weekly report, there is ATS data that is unattributed (that is, there is no ATS name associated with one line of data found in the ATS Data tab). See below:
FINRA is currently investigating the issue and will publish another Technical Notice once the issue has been resolved.
If you have any questions, please contact FINRA Business Services.
