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FINRA is a not-for-profit, self-regulatory organization dedicated to investor protection and market integrity. Learn how our structure and operations safeguard investors.Regulatory OperationsProtecting investors and safeguarding markets requires constant vigilance
Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to amend the Code of Arbitration Procedure for Customer Disputes (“Customer Code”) and the Code of Arbitration Procedure for Industry Disputes (“Industry Code”) (together, “Codes”) to modify the current process relating to the expungement of
Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to amend FINRA Rule 6750 to provide that FINRA may publish or distribute aggregated transaction information and statistics on U.S. Treasury Securities on a more frequent basis.
The elements of your proposed legislation is unfair, arbitrary and capricious.
I opposed it on the grounds that it is discriminatory, and an intrusive overreach of a regulatory agency.
I believe that if banks and large investing institutions such as corporations can invest in a financial instrument then so should a free American have that right as well.
Mitch Naylor
I should have the right to determine my own financial future and invest in any lawful endeavor without government restrictions. The investment opportunities should be available to every person without any conditions. There should be no process or test administered by regulators to determine an individual's investing competence.
I find that having access to leveraged and inverse etfs provides balanced hedging in my portfolio, allowing me to retain a mostly-cash position for long-term financial security while also participating in market movements. Please don't add hurdles to use of leveraged and inverse ETFs
I oppose restrictions to my right to invest in leveraged and inverse funds. Investments should be fair to everyone not only the one who can pass test. Public investments should be available to all. If this got limited, public will be in disadvantage on getting to financial freedom with limited options.
WE SHOULD NEVER BE IMPOSED THE KIND OF RESTRICTIONS BEING PRESENTED WHEN IT IS OUR MONEY, OUR INVESTMENTS. WE WORK CLOSELY WITH OUR FINANCIAL ADVISOR, AS WELL AS RESEARCH TOPICS SUCH AS THESE TO UNDERSTAND AND MAKE EDUCATED, QUALIFIED, INTELLIGENT DECISIONS. STOP PUTTING YOURSELVES IN AS THE 'EXPERTS' BECAUSE YOU CLEARLY ARE NOT.
Do not restrict me from investing in triple-leveraged ETFs. I'm an older millennial who got involved in investing later in life because financial literacy wasn't being taught in schools. I need triple leveraged investment products to catch up with my investing goals on retirement.
I have the right to make MY OWN DECISIONS on ANY investment, including use of leveraged or inverse funds to help grow or protect investments.
We DONT need more regulations. Instead, we need better financial education and the schools at all grades fail to address this.
