Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to extend temporary Supplementary Material .17 (Temporary Relief to Allow Remote Inspections for Calendar Years 2020 and 2021, and Through December 31 of Calendar Year 2022) under FINRA Rule 3110 (Supervision).
Investing allows many people to find financial freedom. Regulations barring normal people from investing are unfair.
If theyre public then there available to *all* of the public. This is an elitist measure that will further financially disenfranchise millions of people. This cannot pass.
FINRA requests comment on two proposed changes to the TRACE reporting rules that were recommended by the Securities and Exchange Commission’s Fixed Income Market Structure Advisory Committee. The proposed changes would require firms to: (1) identify corporate bond trades where the price of the trade is based on a spread to a benchmark Treasury security that was agreed upon earlier in the
These comments are in regard to FINRA's Regulatory Notice 22-08 request for comments.
I am a non-professional, active investor who monitors and manages my personal portfolio every day. As such, it is important to allow active investors like myself to make their own determination of what products to use at what time to achieve their financial goals. Individual investors, not regulatory
This is nothing short of an attack on the working class.
Taking away our financial freedoms is antithetical to foundation of this great country.
Keep your hands off my crypto currency because it is a financial investment for everybody not something to be governed by anybody
Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“Commission”) a proposed rule change to make technical and other non-substantive changes within FINRA Rules.
I want to be able to continue to purchase leveraged funds. For the most part, the use of these financial instruments have benefitted me.
I understand the financial risks I am taking and it's not a private organizations place to limit my ability to make investments.
