This proposal will blatantly continue to negatively impact small member firms that do not have neither the current infrastructure, capital or staffing levels to accommodate this significant of a change to their reporting structure. The continued demise in the number of FINRA-registered small firms, which benefits the largest firms with additional greater market share, provides the cover for the
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Thankfully, we have enough historic data to narrow the amount of possible solutions to the short interest reporting problem. In my view, there are only 2 solutions that will restore integrity in the markets and ensure future stability; 1) Make the ENTIRE system transparent (yes, every trade!) and provide free real-time data to everyone...Result: All market participants can help police the market
FINRA disciplinary actions for the month of July 2025. See which firms and individuals were fined, suspend or barred. Learn how to stay compliant.
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The NASD will observe the following holiday schedule for 1995:
January 2
New Year's Day (observance)
February 20
President's Day
April 14
Good Friday
May 29
Memorial Day
July 4
Independence Day
September 4
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November 23
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I am really in the dark about how a lot of the short sale regulations apply but more in AWE at how many of them are not enforced. Market Makers and companies like citadel should have to report ALL of what they do, should be held to a much higher standard and not be able to manipulate the markets through synthetic shares, dark pools and the like. It is basically stealing money from the retail
Eliminate dark pools Fines should be greater than the profit hedge made from the illegal activity Jail time is needed for market manipulation. Short positions should be forcibly closed out if illegal market manipulation is found and trading rights of those involved should be revoked. Shorting taking place in the dark pool needs to be disclosed to the public. If an institution buys shares in the
BAN all OTC & HFT (dark pool and high frequency trading). Ban Citadel Connect, rehypothecation, and short selling like EVERY OTHER FIRST WORLD COUNTRY has so the United States financial system isn't looked at as a place to commit fraud. Take away licenses from people who break the laws. Citadel has over 58 infractions in the past decade and they're still allowed to do business?
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As of June 28, 1994, the following bond was added to the Fixed Income Pricing SystemSM. This bond is not subject to mandatory quotation:
Symbol
Name
Coupon
Maturity
CQB.GG
Chiquita
9.125
3/1/04
The bond listed above is subject to trade-reporting
