I oppose restrictions on my ability to invest in leveraged and inverse funds. I'm an adult with an ability to think and understand both potential risks and rewards. A person's understanding is not correlated with his net worth. Continue to allow me the benefit to make money with a variety of financial instruments in a variety of market dynamics.
I am retired and rely on my investments to provide income. I swing trade the market when it reaches extremes of bullishness or pessimism. By using leveraged and inverse ETF's I make money without risking my entire portfolio.. These products are not complex for someone who has no financial training but follows the market.
Instead of focusing control of smaller investors why not focus on manipulation of the market and securities by the larger financial groups practicing Short Selling. That faction ruins a "fair" market for all and is apparently legal theft and manipulation. I thought the point of "fair and equal" market rules and regulations was to prevent theft and
Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to amend FINRA Rule 6750 to provide that FINRA may publish or distribute aggregated transaction information and statistics on U.S. Treasury Securities on a more frequent basis.
I work hard for every cent I have. When I am lucky to have some to invest, I want to invest my way and don't want more regulation. I have lost my financial stability because of Democratic leadership. Under Trump it was coming back. Biden and Congress are killing me!
UPRO is an important element of my family's financial future. I have held UPRO for eight years and have achieved a 28.5% CAGR. I understand market volatility. UPRO is less than 10% of my holding. Please do not alter the laws effecting UPRO. John Mellott [REDACTED] I un
I think the SEC should stop limiting more financial products for only accredited investors. General retail investors are already not allowed to invest in alternative assets such as VC, PE, growth equity and private credit funds that have consistently generated significant alpha over public market returns
SUGGESTED ROUTINGSenior ManagementAdvertisingLegal & ComplianceMutual FundTraining Executive SummaryThis Notice sets forth the policy of NASD Regulation, Inc. (NASD RegulationSM) applicable to electronic delivery of information between members and their customers as required or permitted by National Association of Securities Dealers, Inc. (NASD®) Rules.1Questions concerning this
Enact the rules and close up any loopholes. This has the potential to stop a lot of shady business practices if done correctly and insulate the market from predatory financial firms.
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