When it comes to the death of a brokerage account holder, many firms have trained staff and resources to help the living manage estate matters. Once a firm has been notified of the death of an account holder, here are some things you can expect.
THe I in IRA is my individual acct. I as an indivdual am responsible for my acct. This investments were ok while the market was going up. It should be ok for when the market stops declining and starts going up again after it hits a bottom. I am aware of the riskd and except the risk. I dont want someone to tell me how to invest.I plan on using the funds as to improve my investments when the
Myself certainly not regulators should be able to choose the public investments that are right for me and my family. These investments should be available to all of the public, not just the privileged. I do not need to "pass a test" to know that these are valid investments and entail risk, like ALL securities. I ask that you not limit my availability to these choices in order
To whom it may concern,
I am very opposed to regulations regarding my ability to invest in public investments, such as leverage and inverse funds. I am a long term investor and am fully capable of evaluating risk and do not need anyone protecting me from myself. This is classic paternalistic thinking and will increase bureaucracy and cost, and harm the ability of individual investors to have a
Dear Sirs,
I understand there is regulation under consideration by FINRA that will limit my access to electronic traded funds (ETFs) that invests in leveraged and inverse instruments. I oppose these restrictions. I think it is my right and my decision to invest in these instruments. Currently my brokerages warn me about investing in leveraged funds and I accept the risk that it entails. I
Most people investing in the market today understand the risks of investing. All public investments are required to post what they are investing in, all tell you there is no guarantee that you are going to make money. They also tell you you can lose your investment. We should be able to make our own decision which investments we choose and not have just a privileged few be able to invest in
Really? I've been trading stocks, bonds, currencies, futures and actual treasury bonds since 1966. I've had a Series 7, 24 and 55. And you want to make me do what? This is a stupid regulation that prohibits me from doing what I want as an investor in public securities. I obviously understand risk, leverages and inverse funds. Restricting my ability to invest in these
It is important to maintain freedom in this country and to allow investors to continue investing into all leveraged and inverse funds, for example as offered by ProShares.
It is the investor - and not the regulator - should be able to decide where to invest. That is the foundation of the market economy.
Investor does not need any special measures imposed on them, such as passing tests. We are not
Myself and not regulators should be able to choose the public investments that are right for me . Public investments should be available to all of the public, not just the privileged.
I shouldn't have to go through any special process like passing a test before I can invest in public securities, like leveraged and inverse funds. I am capable of understanding leveraged and inverse funds
I should be able to choose the public investments that are right for my family. Public investments should be available to all of the public, not just the privileged.
I shouldn't have to go through any special process like passing a test before I can invest in public securities, like leveraged and inverse funds. I am more than capable of understanding leveraged and inverse funds and
