There is a lot covered here, it is obvious that some steps toward better transparency are at work. The simple fact of the matter is that there systemic issues with the creation of shares to borrow based on future volumes, failures to deliver, and shorting in general. While appreciated, and needed, the solutions to these do not lie in the resolution of transparency alone. Removing the capability
Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to amend Rule 6732 to provide FINRA with authority to, subject to conditions, exempt transactions by a member alternative trading system (“ATS”) that meet specified criteria from the transaction reporting obligations of FINRA Rule 6730 (
Beginning Thursday, June 1, 2017, Luminex (MPID:LMNX) will become a Trade Reporting Only (TRO) participant on the FINRA Alternative Display Facility (ADF).
Please contact FINRA Business Services at (866) 953-4672 if you have questions about this notice.
Why cut your own throats? At a time when the market is in need of support the most,you propose restrictions? It does infringe on Americans' choice to simply select their own industry.If these "complex" undertakings are incomprehensible to some, they will either learn---or be taken under. Those who work hardest under the free enterprise system will truly earn their
To Whom It May Concern: The world of investments is like any other marketplace phenomena. Prices go up and down. It is a profit and loss system. I should be allowed to invest in any financial product I choose. If an investment is clearly not what it says it is, that is fraud. Fraudulent investments are not legal. Do not impose additional restrictions on the investing public. It does not promote
This is not right sounds like more of what happened at GameStop. Everyday in the market we find reasons that the US Stock Exchange is not a free market system. We need to go back to when the people made the exchange and the United States the most free nation in the world. But it was by the means being discussed today. The people will not stand for anymore rule bending that only prospers those
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Please help single moms. I am a mom of a two year old little girl. I am up against a rigged system and the manipulation is quite obvious. Help the little guy. This is our chance by not selling to hedge funds in a company we believe in. We have to obey rules while these elitists bend and twist making money off of our hard hard earned dollars.
Telling investors what is too high risk for them is like telling them they cannot buy anything unless their government ok's it. Every purchase carries risk.....not just certain items traded in the trading system. Just who, has the genius to make those decisions? I've been searching for him/her for 70 years. Still stumbling along by myself, making a good living at it.
Please do not impose restrictions on my ability to trade leveraged and inverse strategies. I believe the current advisory system issued to investors is sufficiently effective in educating the public of the inherent volatility in such strategies. More regulations will greatly limit the participation of the general public in such investments and would lead to these investments only being available
