Dear Sirs, equity markets are critical to the world economies and financial system. Restricting or eliminating the use of any instrument potentially reduces liquidity in these markets. Sophisticated investors use a variety of instruments in their portfolios. I use leveraged index ETFs as a hedge. Restricting or eliminating leveraged index ETFs will significantly impact my investment strategy.
Comment Period Expires April 21, 1995
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Executive Summary
On March 17, 1995, the NASD Board of Governors approved the issuance of a Notice to Members, soliciting comment on a proposal for comprehensive structural changes in The Nasdaq Stock Market™ through the
Hi January 01/28/2021 There were pure Manipulation for share price for illegal short covering. I wanted to purchased $nok share with Cash account in the morning but they intentionally blocked my order so hedge funds can cover their illgeal short position... I no longer believe in our finnical system. He is live video with proof... https://www.youtube.com/watch?v=69QNPHNU5zc
Dear mod I’m a full time trader since 2015! I experienced allots of good company stock destroyed by short seller. So many of investors are in the road because of then and some of them wait years but shorts never cover their positions! I really want finra to change this system as soon as possible. I’m sure this will help the regulator investor ( thank you )
TO: All NASD Members and Level 2 and Level 3 Subscribers
An additional 16 securities will join the 570 already trading in the NASDAQ National Market System on Tuesday, November 8, 1983. (The 570 include the 50 issues scheduled to join NMS on October 18.) These securities have met the NMS mandatory designation requirements, which include an average trading volume of 600,000 shares a month for six
Fractional shares offer investors an opportunity to purchase pieces of stock shares. While fractional shares can offer flexibility and convenience, it’s important to understand their associated limitations and how your brokerage firm handles them.
Below are the zipped daily files of the Structured Product Activity Report and the Structured Product Pricing Tables. The zipped files will be available on the 1st business day of the month for the preceding months reports.
For additional information regarding the available reports, please contact TRACE Data Services at (888) 507-3665.
The following charges shall be paid by participants for use of the FINRA/Nasdaq Trade Reporting Facility. In the case of trades where the same market participant is on both sides of a trade report, applicable fees assessed on a "per side" basis will be assessed once, rather than twice, and the market participant will be assessed applicable Trade Report Fees as the Executing Party side
With how poorly the entire market is run, anything that enhances the ability for retail investors to have more transparency is a must. With how easily everything can be manipulated, data being skewed and hidden, naked shorts, FTD's, etc - the entire system needs an overhaul. But at the minimum, 21-19 needs to be passed to allow better transparency involving the reporting of short interest
FULL TRANSPARENCY/ NO MORE LOOPHOLES Investors demand an end to the systemic corruption and crime that is plaguing our markets through un-regulated short selling that siphons real value from companies and investors and PREVENTS proper price discovery. Direct Registering (DRS via a transfer agent) shares is currently the ONLY way to escape the rampant fraud and the ineffective, unenforced
