I - not regulators should be able to choose the public investments that are right for me and my family. Public investments should be available to all of the public, not just the privileged. We shouldn't have to go through any special process like passing a test before we can invest in public securities, including cryptocurrency funds such as BITO. Explain that We are capable of understanding
I adamantly oppose restrictions to my Right to Invest in any type of investment. I should be able to choose the public investments that are right for me. Public investments should be available to everyone not just the privileged few. I should not have to go through any special process before I can invest in public securities as I am more than capable of understanding my investments &
My opinion is options contracts are far more inherently dangerous for inexperienced investors. I believe leverage funds have gone to great length to explain their products and cost and inverse funds can help mitigate downside risks in a portfolio. Neither leverage nor inverse inhibit what the market is designed to do: price discovery. Index funds also skew the market but are fantastic investment
To All elected officials-
Investing in funds that I believe is in my best interest is very important for me. Please do not tie my hands on my money that I worked very hard for. My investments are my business. This is a free country that I fought for. Lets make sure it stays that way. This needs to be treated like any other stock. All investors know that all stocks are a risk. To make it clear
/01 Trading Against Firm Recommendations
Reserved.
/02 Private Sales
Reserved.
/03 Conversions, Acquisitions and Changes in Business Activities
Member organizations are expected to notify the Exchange when planning important organizational or operational changes, such as mergers with or acquisitions of other broker/dealers or the acquisition of a significant electronic data processing system
SR-FINRA-2019-009 has been approved by the SEC. Effective May 8, 2019, this rule will no longer be applicable. Please consult the appropriate FINRA rule.
/01 Trading Against Firm Recommendations
Reserved.
/02 Private Sales
Reserved.
/03 Conversions, Acquisitions and Changes in Business Activities
Member organizations are expected to notify the Exchange when planning
TO: All NASD Members and Other Interested Persons
On March 17, 1986, several amendments to SEC Rule 10b-10, the customer confirmation rule, will become effective. The amendments will require broker-dealers to report on customer confirmations trade prices and mark-ups and mark-downs in principal transactions in reported securities. "Reported securities" include NASDAQ National Market
Individual investors do NOT need additional protections on complex products. Brokers offer sufficient warnings on these products. Additionally, FINRA and the SEC provide educational resources for individual investors regarding complex products. It is the responsibility of individual investors to educate themselves and manage risk appropriately. FINRA can't protect an individual investor who
Attn: FINRA I do NOT want to be restricted as to when and how I invest my monies for my personal financial satisfaction. I've had to invest outside of a major brokerage; now choosing ProShares funds for this reason. I'm a senior citizen with many years of managing my own investments and am well aware of the risks life and ALL investments present and do NOT need to be further advised. Do
I should be able to choose the public investments that I determine right for me. While I appreciate the regulators intention, they should not infringe on the retail investors RIGHT to trade all publicly traded funds when the risks are well known. Inverse funds are an important investment strategy for me, especially in times of a bear market. Sorry, not my fault it isn't working out for the
