I am writing to you regarding the government overreach that is FINRA #22-08. As an investor I expect that I should be able to make public investments without interference from the government. I understand it is my responsibility to educate myself on prospective investments and I don't expect to have to jump through government imposed hoops in order to do so. I urge you to not move
This rule should not be allowed to pass. It further infringes upon retail investors rights and access to free and fair markets. By limiting access to markets by tests that traders must pass or limiting to high wealth individuals is discrimination against all investors in a free market. This discrimination against the people who have 401k, ira, investments only will surve to hurt the people not
SEC Approves New FINRA Rule to Address Abuses in the Allocation and Distribution of New Issues
Treatment of Non-Margin Eligible Equity Securities
FINRA Announces Elimination of OTC Bulletin Board Historical Research Reports; Fees for ORF Trade Reporting and Data
Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to extend its time to announce the implementation schedule for FINRA’s corporate bond new issue reference data service.
Limiting citizens ability to trade leveraged funds, commodity funds, REITs and various other financial instruments is a direct attack on the citizenry and should be unconditional. This would be a hindrance on financial freedom in what is a world where opportunities and social mobility is increasingly hard to find. As a broker and US citizen, I vehemently oppose such a rule and think those who
Respected Regulators, Leveraged and inverse ETFs help me hedge my portfolio and I would really appreciate if you don't impose any rules such as passing a test before investing in such ETFs. Investors understand the risks these risks since the information is widely available. I would really appreciate if you let investors choose what works best for them. Thank you!
This is yet another example in a countless list of rules for thee but not for me. Regulations like these continue to protect the upper class, while keeping the little guy down. Every American should have the same opportunities, not based upon some income threshold. If you truly care about lifting Americans up, as you say you do, you will not pass this legislation.
I am writing to comment against passage of proposed rule #S7-24-15. As a retiree the use of inverse and leveraged funds are important vehicles for managing risk to my retirement. They provide diversification that is not available in any other products. I do not need to be protected from using these products. Indeed if these products had not been available to me my retirement portfolio would be
