Treatment of Non-Margin Eligible Equity Securities
Comments:Why do you propose new rules when these are just fine? They give access to profits, previously only available in much higher risk commodity futures trading. Do you propose to limit that too? The risk and rewards are made abundantly clear, as they are stated in the prospectus. Just leave well enough alone. Ty.
I know you guys are trying to justify your bureaucratic existence, but please stop pretending to protect investors from themselves with these silly rules. You are barking up the wrong tree here. If you REALLY want to help small investors, start investigating all the manipulation going on by the BIG DOGS and do something about THAT!!!!
All, I am opposed to FINRA Rule #22-08 Please do not do this. We need the freedom to make our own investing choices. We should not be restricted or limited to what the big banks and regulators deem to there advantage. I like most investors, are knowledgeable and understand the risks involved. We need the freedom to compete in this market.
The additional rules proposed by FINRA does not protect the public as whole, rather only protects a small few that wants additional control on the free market. We are currently able to trade knowing the risks and rewards - the people do not need high net worth, special classes / tests, or additional government regulations imposed on us.
I'm an educated investor and myself not regulators should be able to choose the public investments that are right for me and my family. Public investments should be available to all of the public, not just the privileged. Being educated in the market allows me to use my knowledge to offset normal market cycles. Please consider voting no to this proposed rule.
Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to extend the expiration date of the temporary amendments set forth in SR-FINRA-2020-015 and SR-FINRA-2020-027 from December 31, 2021, to March 31, 2022.
FINRA Announces Elimination of OTC Bulletin Board Historical Research Reports; Fees for ORF Trade Reporting and Data
To Whom it May Concern, I was troubled to learn that the FINRA is considering passing SEC Proposed Rule #S7-24-15, which would affect individual investors like myself from using several popular public investments, including leveraged and inverse funds. I believe that I, not regulators, should be able to choose the public investments that are right myself and my family. Public investments should
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The NASD® published the following Notices to Members during 1992. Duplicate copies are available at $25 per monthly or special issue. A bound-volume, indexed reprint of
