Hello FINRA,
Having access to leveraged ETFs is one way for normal retail investors to be able to get faster financial growth. Introducing too many restrictions on it will deny us those opportunities.
Thanks,
Nithy
I am big on investing in leveraged funds and it has worked great towards achieving my financial goals over the past few years. I strongly insist that leverage and inverse funds be fully open to all public
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Internal AuditOperationsSystemsTrading*These are suggested departments only. Others may be appropriate for your firm.
As of February 8, 1991, the following seven issues joined Nasdaq/NMS, bringing the total number of issues to 2,554:
Symbol
Company
Date
SOES Execution Level
AHSI
ALTA Health Strategies, Inc.
1/22/91
1000
GENZW
Genzyme Corporation (Wts)
1/
Proposed Rule Change to Amend FINRA Rule 12403 of the Code of Arbitration Procedure for Customer Disputes to Simplify Arbitrator Selection in Cases with Three Arbitrators
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Executive Summary
Schedule D and Schedule H of the NASD By-Laws require members to respond to regulatory requests for trading data by using a standardized automated format. In Notice to Members 93-26 (April 1993), members were urged to take immediate action to ensure the timeliness, accuracy, and completeness of
I have used leveraged and inverse leveraged funds for many years with great success. I am a retired engineer and it would be a severe hindrance to my financial progress if my use of these type funds were restricted or eliminated.
Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to amend FINRA Rules 4111 and 9561 to make non-substantive and technical amendments.
Iam truly opposed by these proposed limitations and ridiculous tests/qualifications.
It is my free right to invest in any funds that I can obtain and afford.
FiNRA.....
Do away with this proposal.. Represent and promote financial freedom. Thank you!!!
It would be preposterous to restrict purchase of securities that permit me to hedge my risk.
Not sure why regulators would consider themselves as more concerned about my financial well being than I am myself.
Please leave the leveraged and inverse funds as they are. I am presently retired and they are an important part of my investment strategy. If they were no longer available to me it would cause great financial harm to me and my family.
Thanks
