I should have the right to choose my investments as I wish. There is no reason to restrict me from investing in Cryptocurrency funds. I understand the risks involved just like I understand the risks in trading options, which I also do daily. Cryptocurrency funds are an important part of my balanced portfolio designed to achieve my financial objectives. I object to having restrictions placed on my
Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“Commission”) a proposed rule change to amend FINRA Rule 7620B (Trade Reporting Facility Reporting Fees) to modify the trade reporting fees applicable to participants that use the FINRA/NYSE Trade Reporting Facility (“FINRA/NYSE TRF”).
The Financial Industry Regulatory Authority (FINRA) is the largest independent regulator for all securities firms doing business in the United States. FINRA’s mission is to protect America’s investors by making sure the securities industry operates fairly and honestly.
Along with their responsibilities to the securities industry, FINRA employees have responsibilities to all of FINRA’s other
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Legal & ComplianceOperationsSystemsTrading
As of May 25, 1994, the following 65 issues joined the Nasdaq National Market®, bringing the total number of issues to 3,653:
Symbol
Company
Entry Date
SOESSM Execution Level
BUCK
Buckhead America Corporation
4/28/94
200
MLXR
MLX Corp.
4/28/94
200
ABCO
American Buildings Company
4/29/94
500
BRKB
To Whom it May Concern. I do not like the current SEC to be changing the rules. In a democracy, people should have a right to invest their money as they see fit. Government is not responsible to protect people from everything. In the world of the financial markets, investors must follow the rule of Caveat Emptor. If government becomes too regulatory in a capitalist economy, then it is no longer a
I should be able to decide what's best for me and my family. I have two college degrees and am very capable of deciding what and what not to invest in. I read various financial newsletters regularly. Some I agree with and some I dont. I am best qualified, after years of research, to invest my own money. I am more concerned about my finances than any advisor.
Hi,
I have used Leverage funds for many years and it is an important part of my investment strategy. I understand the risks of the leveraged fund and prefer that strategy over options and margin purchases. This is clearly not a concern of regulators as it poses no threat to the overall stability of the world financial system and frankly is an overreach into what investors can use. Thus i
Comments: The education around the risks of these products has been openly communicated to me and other investors. Investing in any of these products is the sole risk of the investor. Many want to stay away from them. For me, it provides a great opportunity for my investment goals. These products cater to a unique need in the market and preventing anyone with those investment goals from accessing
GUIDANCE
Options Position and Exercise Limits
Effective Date: February 28, 2005
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KEY TOPICS
Institutional
Legal & Compliance
Options
Senior Management
Trading
Training
Delta Hedging
Exercise Limits
Hedge Exemption
I understand that you are thinking of restricting my right to invest in certain public investments ("complex products"). Please stop trying to regulate everything!
These investments (such as leveraged funds) should be available to everyone, no matter one's income; and passing a test to prove I understand them should not be necessary.
It is one thing to fine a financial
