Please stop trying to regulate away the investing public's ability to make investment choices for themself. You as a body can't know the individual financial situations of the public in order to make decisions on what instruments are appropriate.
The definition of complex products is ambiguous and broad that makes it arbitrary and unworkable, thus possibly leading to unfair or discriminatory treatment of investors.
It unnecessarily restricts investors to choose products that they believe will lead to their desired financial independence and security.
I not regulators should be able to choose the public
investments that are right for me and my family.
Public investments should be available to all of the public,
not just the privileged.
Leverage funds help me meet my financial goals.
Everyone should have equal access to leveraged funds. People are fee to invest in risky real estate or business deals of their choosing. People should also be allowed to invest in risky financial assets and classes of their choosing.
I should be able to choose what investments I want. I shouldn't have to take test to buy or sell my crypto. I don't feel that the govt should tell me how to make sure I'm financially independent.
I have been an investor for a number of decades and would like the freedom to choose inverse and/or leveraged funds if that fits into my financial roadmap. I would really like to have that flexibility without any limitations.
Thanks!
Taking away financial tools including leveraged funds only hurts retail investors like myself. Everyone should have the opportunity to learn, understand, and invest in these securities based on their own strategy and investment goals.
As an independent investor, I find this potential regulation to be insulting and diminishing. Americans have a right to invest in securities and other financial products as they deem fit. Please do not take this harmful action against our freedoms.
These financial insteuments are vitally important for an informed and sophisticated investor to use for the retail investor. Perhaps vetting new investors is a better option. For any investor with years of experience, these leveraged instruments are vital and must be kept.
FINRA360 has yielded a number of organizational and operational changes aimed at making FINRA a more efficient, more effective regulator.
Changes to FINRA Enforcement Structure
FINRA Examination Program Improvements
FINRA Annual Budget Summary and Financial Principles
Interim Report on Use of Fine Monies
Data and Analytics
Regulatory Operations Oversight Committee (ROOC)
Enhancements to
