You so-called "regulators" are nothing [REDACTED] You constantly turn a blind eye to financial crimes committed at the highest level. You now want to shut down regular, retail investors from making an honest buck. All while you [REDACTED] scream from the rooftops how you're protecting the FREE MARKET. The hypocrisy just never ends. [REDACTED]
A hindrance to increasing the diversity in the securities industry may be the cumbersome processes regarding testing accommodations which disparately impact neurodiverse and disabled persons. Documentation requirements exceeding beyond what the ADA establishes as sufficient has a disparate impact on neurodiverse and disabled persons. Requiring unnecessary documentation is often costly, untimely
Investing began for the everyday person to own part of a company while helping to fund it's growth. All these proposed "little laws" that are created to create a bigger chasm between the rich and the not so rich, just reveal how transparently you try to keep the people" down.
Investing is a personal choice. Stop trying to keep my financial situation in dire
Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“Commission”) a proposed rule change to amend FINRA Rule 7620B (Trade Reporting Facility Reporting Fees) to modify the trade reporting fees applicable to participants that use the FINRA/NYSE Trade Reporting Facility (“FINRA/NYSE TRF”).
As a financial advisor, I oppose restrictions on the ability to grow and protect client assets.
Studies show that investors hate losing money three times more than they enjoy making it.
Taking away my ability to hedge client portfolios means my clients will suffer... and their suffering is leveraged 3x!
Please don't take away this important tool in our tool box.
We should be able to choose the public investments that are best for us. Leveraged and inverse funds are important for our
investment strategies. A "cooling off" period destroys such strategies and causes unnecessary sales and other "knock-on" financial consequences. The existing extremely high margin requirements are sufficient for ensuring that those with
Ordinary investors have very little ways to protect themselves against bear or declining markets, and inverse ETFs provide that opportunity. Hedging is absolutely necessary to protect ordinary Americans' hard-earned gains. To take that away or leave it to only the richest is outrageous. I urge you to stop this overreach into Americans' financial affairs, and to continue to allow
I am a retired investor. I use these leveraged funds occasionally to lower my risk profile. I use them not to "make money" but as an effort to dampen volatility. I was heavily invested in these funds in 2008 financial crisis and they saved my portfolio from real economic damage. These funds are not complicated and any investor should be able to easily understand how they work.
Dear Overactive Regulators -
I'm a big boy. I can read a prospectus. Please don't place any further obstacles in my path as I attempt to navigate the toxic economic environment the government has created. If you want to restrict the actions of people who do not have a basic understanding of economics and financial markets, please start with Congress. It is a target rich
Please do not prevent me from using financial instruments that give me 2x and 3x exposure to index products. They provide a safer way to hedge my portfolio than going short specific things that are much more highly priced and my potential losses are completely known to me unlike a flat out short position. Sincerely ,Wayne Rhody
