Comments:Given that it's been banks and wall street that has crashed the stock market numerous times with their wild gambling and poor planning, even though they're supposedly sophisticated traders with lovely certificates attesting to the fact, perhaps you should tighten regulations on the financial giants and leaches in the system before you go after the small people. Have
I am already anti-capitalist. I despise the system which rewards not merit, but inherited wealth. I cannot possibly fathom why you would want to make my job so much easier- you understand that by depriving average citizens of the right to invest, you are pushing them directly into my waiting arms? I know I shouldnt interrupt my enemy while he is making a mistake, but this? I almost pity the short
SUGGESTED ROUTING
Senior ManagementCorporate FinanceInstitutionalLegal & ComplianceMunicipalOperationsSystemsTrading
As of October 31, 1994, the following bonds were added to the Fixed Income Pricing System (FIPSSM). These bonds are not subject to mandatory quotation:
Symbol
Name
Coupon
Maturity
HRVD.GA
Harvard Inds., Inc.
12.000
7/15/04
HLST.GA
Hills Stores Co.
10.
Aren't we living in the land of the free and the home of the brave?? Why, then, are you pushing for regulations that would limit certain people from purchasing leveraged and inverse funds? Why are you creating a system with those who have these privileges and those who are refused these privileges. Public investments should be available to all of the public, not just the privileged. Let
TRACE Volume Reports are produced on a monthly basis for TRACE participants to review TRACE activity for the past month by sub-product. FINRA will implement changes to these reports on Monday, July 26, 2021 that will include the addition of ATS, Interdealer and Customer categories and modify how volumes are computed. Specifically, volumes will be computed similarly to the Weekly
To whom it may concern:
It has come to my attention that FINRA is considering significant and severe restrictions on my right to select my own investment vehicles. I don't need "a parent" to oversee my investments and protect me from myself. Candidly, I think this is an overreach of government powers. I am an experienced investor with a background in the financial
The entire world is watching as hedge funds manipulate what is supposed to be a fair market. We need the criminals to be outed and prosecuted. I don't see any way to maintain any faith in the system without it. We need transparency with what is happening specifically regarding AMC and GME. It's clear Citadel is manipulating the price using the dark pools and routing the buy orders there
FINRA regulates a critical part of the securities industry – member brokerage firms doing business in the U.S. In an effort to increase public awareness and understanding about the broad range of FINRA-registered firms and individuals, FINRA shares an annual snapshot of some of the data collected in the course of its work.
I understand the risks associated with these products which ALREADY are more than well documented in disclosures by both the Broker and the Funds that that issue them. Because I am borderline High Net Worth individual, shouldn't mean I, nor any of the general public should not have access to these inverse and leveraged tools to properly hedge risks in our portfolios. Using these tools can be
There must be better Regulation on Regulators. The system is broken from the top. There is a revolving door of regulators coming from financial firms that have competing interest. The SEC suit against Ripple is an example. Commissioners and Directors have competing interest and it is pensioning our economy. Our Senators and Congress people suffer from the same revolving door. The Public has no
